Search for: "U.S. Commodity Futures Trading Commission"
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18 Feb 2022, 7:27 am
Attorney’s Office for the Southern District of New York today announced criminal charges against Velissaris, and the Commodity Futures Trading Commission (CFTC) announced civil charges against him. [read post]
10 Feb 2022, 9:03 pm
Senate committee, Rostin Benham, head of the Commodity Futures Trading Commission (CFTC), advocated a “coordinated federal approach” to regulate cryptocurrency and other digital asset commodities. [read post]
8 Feb 2022, 9:03 pm
In 2015, both sides carried out audits and, following years of discussions, the EU Commission and the U.S. [read post]
4 Feb 2022, 12:52 pm
In exchange for these commission fee kickbacks, Clark agreed to direct his employer’s trades to Webb’s brokerage According to the indictment, Clark conspired with others to misappropriate his employer’s material, nonpublic information and to engage in prohibited commodities transactions, including illegal prearranged trades, in natural gas futures contracts for his own, and his co-conspirators’, personal gain. [read post]
2 Feb 2022, 8:00 am
Important categories of recovery and areas where whistleblowers can make a difference are outside the scope of the report, including: Criminal penalties; Recoveries in cases delegated to United States Attorneys’ offices, instead of those handled by the Civil Division; Recoveries by state and local governments Recoveries by the government for fraud against non-governmental entities, such as by the Securities and Exchange Commission or Commodity Futures… [read post]
13 Jan 2022, 12:26 pm
A 2021 report by Aite Novarica showed identity theft cases cost US firms $712.4 billion in 2020, while the Federal Trade Commission tracked $3.3 billion of reported consumer losses. [read post]
5 Jan 2022, 9:45 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) relating to an enforcement action against Easterday Ranches in Washington. [read post]
3 Jan 2022, 2:00 pm
Christopher Giancarlo, chairman of the Commodity Futures Trading Commission. [read post]
29 Dec 2021, 9:00 am
In 2021, the Commodity Futures Trading Commission (CFTC) Whistleblower Program received widespread attention for issuing a record-setting $200 million whistleblower award. [read post]
28 Dec 2021, 9:05 pm
How long will it take the U.S. [read post]
24 Dec 2021, 6:26 am
Commodity Futures Trading Commission (CFTC) recently issued its largest award ever—a $200 million payment—which was also awarded to an imperfect whistleblower. [read post]
17 Dec 2021, 6:37 am
He has been a principled advocate for safe, open and transparent markets, and FIA looks forward to working with Chairman Behnam and the Commission on the important issues facing our industry,” said Walt Lukken, president and CEO of FIA, the leading global trade organization for the futures, options and centrally cleared derivatives markets. [read post]
8 Dec 2021, 11:27 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
8 Dec 2021, 7:27 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
2 Dec 2021, 7:03 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission. [read post]
29 Nov 2021, 4:00 pm
In the last two months, the U.S. [read post]
24 Nov 2021, 12:16 pm
Commodity Futures Trading Commission (CFTC) announced that two whistleblowers received approximately $1 million for the “significant information and substantial assistance” they provided to the agency “during the underlying investigation. [read post]
17 Nov 2021, 2:07 pm
Congress has established whistleblower programs with monetary awards to incentivize individuals to report possible violations of the federal securities laws to the Securities & Exchange Commission and the Commodities Futures Trading Commission. [read post]
17 Nov 2021, 11:19 am
Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC). [read post]
17 Nov 2021, 8:00 am
Counsel is required if whistleblowers want to file an anonymous claim with the Securities & Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). [read post]
