Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
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30 Jan 2024, 9:02 pm
”[26] In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
30 Jan 2024, 11:13 am
Securities and Exchange Commission voted to increase oversight of special-purpose acquisition companies, which have taken hundreds of companies public in recent years. [read post]
30 Jan 2024, 10:30 am
In the absence of rulemaking by the Securities Exchange Commission (SEC), what makes a security is still an open question in the financial industry. [read post]
30 Jan 2024, 6:45 am
The Securities and Exchange Commission today charged Xue Lee (aka Sam Lee) and Brenda Chunga (aka Bitcoin Beautee) for their involvement in a fraudulent crypto asset pyramid scheme known as HyperFund that raised more than $1.7 billion from investors worldwide. [read post]
30 Jan 2024, 4:52 am
Gallant stressed the buffer zone would be temporary and for security purposes only, according to a senior Israeli official and two U.S. officials. [read post]
26 Jan 2024, 8:58 am
Securities and Exchange Commission (SEC) or Commodities Futures Trading Commission (CFTC). [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
26 Jan 2024, 6:00 am
Coinbase has asked the court to dismiss the Securities and Exchange Commission’s lawsuit alleging the largest U.S. crypto exchange is flouting its rules. [read post]
25 Jan 2024, 9:01 pm
” Unlike whistleblower programs run by agencies like the Securities and Exchange Commission, Commodity Futures Trading Commission and the Financial Crimes Enforcement Network of the Department of the Treasury, the Program does not offer financial incentives for reporting misconduct. [read post]
25 Jan 2024, 6:06 pm
Shares trade on a national securities exchange. [read post]
25 Jan 2024, 6:32 am
Securities and Exchange Commission. [read post]
25 Jan 2024, 6:32 am
Securities and Exchange Commission. [read post]
25 Jan 2024, 6:31 am
Securities and Exchange Commission. [read post]
25 Jan 2024, 6:31 am
Securities and Exchange Commission. [read post]
25 Jan 2024, 4:51 am
The Pentagon said the two countries agreed last summer to form a higher military commission as a platform for the dialogue, which will focus on the next phase of the U.S. [read post]
25 Jan 2024, 4:06 am
In recent years, hackers seeking access to sensitive corporate information have targeted law firms which represent parties in arbitrations and litigation, see Xiumei Dong, Law Firm Data Breaches Continue to Rise, Law360 (Feb. 6, 2023); Isabel Vincent, Massive Cybersecurity Breach Hits Biggest U.S. [read post]
24 Jan 2024, 9:03 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
24 Jan 2024, 9:01 pm
For instance, the Commission dismisses the only timelines that are relevant to SPACs: the duration limits imposed by exchange listing rules. [read post]
