Search for: "UBS Group AG"
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2 Aug 2012, 2:22 pm
Well, recent reports say that they’re looking to pursue an 49 AG type of group settlement with regulators, of course, so they can put this scandal behind them. [read post]
2 Aug 2012, 2:22 pm
Well, recent reports say that they’re looking to pursue an 49 AG type of group settlement with regulators, of course, so they can put this scandal behind them. [read post]
14 Jan 2016, 1:15 pm
UBS AG and the Seventh Circuit in Boim have rejected the idea that § 2333(a) supports secondary liability, though the Ninth Circuit (where the suit against Twitter was filed) has not yet addressed this question. [read post]
9 Jun 2021, 6:00 am
Trevor Kitchen was born in the United Kingdom (UK), but currently, at 70 years of age, resides on the Portuguese island of Madeira. [read post]
5 Nov 2007, 1:48 pm
" "It's a weird state of affairs that these phenomenal global companies can't self-reproduce executives,' says Glenn Schorr, a financial services analyst at UBS AG. 'It is a function of the culture and the leadership or lack of leadership' at each firm, he says. [read post]
12 May 2008, 8:15 pm
" Mortgage-servicing companies, which collect a small monthly fee for each loan they handle, have little incentive to put borrowers in this program unless they are "95% certain this borrower is going to default," said Thomas Zimmerman, head of asset-backed and mortgage credit research for UBS AG. [read post]
1 Nov 2019, 12:01 pm
All Texas bar exam candidates will view this lecture to learn how the Texas law of intestacy, wills, trusts, and estate administration differs from the generic law in these areas as tested on the UBE. 8. [read post]
20 May 2014, 7:08 am
It was the international banking community reacting to the announcement that Credit Suisse AG had pleaded guilty to conspiracy. [read post]
12 May 2007, 3:41 pm
"Dow Jones's organic growth doesn't come anywhere close to Google," says UBS AG analyst Brian Shipman. [read post]
26 Oct 2009, 2:22 pm
Thirteen people were criminally charged in a series of schemes that investigators said stretched over five years, yielded $15 million in illegal profits and also involved employees at UBS AG and Bank of America Corp. [read post]
3 Feb 2016, 7:31 am
The poster child example is the acquittal of Raoul Weil, a high-level UBS banker who “remoted” himself from the dirty work of actually servicing U.S. taxpayers seeking to evade U.S. tax. [read post]
1 Oct 2012, 1:13 am
According to the Ohio AG, the settlement is also the largest securities class action settlement where there were no criminal charges against company executives. [read post]
5 Apr 2009, 1:26 pm
Please see the working group’s curriculum vitae. [read post]
1 Apr 2009, 1:39 am
In his 17-page ruling, McKenna essentially concluded that because UBS had already bought back the auction-rate securities it marketed under an agreement with several state attorneys general, the plaintiffs had no damages case. [read post]
30 Mar 2017, 6:07 am
(An asset class is a group of securities that exhibits similar characteristics, behaves similarly in the marketplace and is subject to the same laws and regulations.) [read post]
7 Feb 2010, 6:37 pm
UB then failed to properly store both transformers, mark the storage areas with the proper labeling, and failed to mark each transformer with the date it was removed from service. [read post]
7 Feb 2010, 2:25 pm
UB then failed to properly store both transformers, mark the storage areas with the proper labeling, and failed to mark each transformer with the date it was removed from service. [read post]
5 Jan 2015, 10:00 pm
Nonetheless, for the cases we did cover, we grouped them into common subject themes and will review them over the next few posts (a few of them could be categorized in more than one category, so we took our best shot). [read post]
13 Jan 2020, 11:43 am
Davis wrote about the conviction of UBS AG and its French subsidiary in France in the context of France’s relative lack of success in prosecuting corporations involved in multinational crimes. [read post]
13 Jan 2020, 11:43 am
Davis wrote about the conviction of UBS AG and its French subsidiary in France in the context of France’s relative lack of success in prosecuting corporations involved in multinational crimes. [read post]