Search for: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
Results 241 - 260
of 5,164
Sorted by Relevance
|
Sort by Date
13 May 2011, 1:00 pm
Nationality is to be determined at the time of the commission of the offense for which extradition is requested. [read post]
16 Apr 2010, 2:54 pm
The United States Securities Exchange Commission (SEC) today brought a securities fraud action against Goldman Sachs and one of its vice presidents, accusing them of misstating and omitting key facts about a financial product tied to subprime mortgages it sold as the housing market was showing signs of distress. [read post]
19 May 2011, 1:00 pm
To the Senate of the United States: With a view to receiving the advice and consent of the Senate to ratification, I transmit herewith the Extradition Treaty between the Government of the United States of America and the Government of Malaysia, and a related exchange of notes signed at Kuala Lumpur on August 3, 1995. [read post]
14 Dec 2023, 1:31 pm
The Securities and Exchange Commission today charged Florida-based Titanium Capital LLC and its founder Henry Abdo with operating a Ponzi scheme that raised at least $5.3 million from more than 160 retail investors in the United States and abroad. [read post]
28 Apr 2011, 9:00 am
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
29 Apr 2011, 9:00 am
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
26 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
16 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
27 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
20 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
24 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
3 May 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
7 Jun 2011, 1:00 pm
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
28 Apr 2011, 1:00 pm
Germany International Extradition Treaty with the United States June 20, 1978, Date-Signed August 29, 1980, Date-In-Force MESSAGE FROM THE PRESIDENT OF THE UNITED STATES 96TH CONGRESS SENATE THE WHITE HOUSE, January 19, 1979. [read post]
30 Jun 2014, 12:09 pm
Aguilar of the United States Securities and Exchange Commission spoke at the New York Stock Exchange as part of the “Cyber Risks and the Boardroom” Conference. [read post]
9 Jun 2020, 6:22 am
As noted in our earlier alert concerning securities enforcement actions, as COVID-19 spread swiftly across the United States in the early months of 2020, the Securities and Exchange Commission (SEC) began issuing warnings about potential pandemic-related disclosures, fraud and disruptions to the financial markets. [1] On January 30, 2020, SEC Chairman Jay Clayton announced that the SEC staff would monitor and, to the extent necessary, provide… [read post]
4 Apr 2011, 3:37 pm
Ratifications exchanged at Canberra on April 8, 1976. [read post]
8 Jan 2021, 8:15 am
On 7 January 2021, the United States’ Commodity Futures Trading Commission (CFTC) and the European Securities and Markets Authority (ESMA) announced that they had signed a new Memorandum of Understanding (MoU) regarding cooperation and exchange of information with respect to certain registered derivatives clearing organisations established in the United States that are central counterparties (CCPs) recognised by ESMA under the… [read post]
27 Nov 2013, 6:19 am
Securities And Exchange Commission (United States Court of Appeals, Sixth Circuit, District of Columbia, 2-1241, November 26, 2013), we are presented with the appeal by Matthew J. [read post]
18 Jun 2018, 6:39 am
On June 18, 2018, the United States Supreme Court granted certiorari of Francis V. [read post]
