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13 Mar 2012, 5:17 pm
Jansen, the Securities and Exchange Commission had charged the couple with Texas securities fraud for using insider information about Dell Inc. to buy Perot Systems Corp. securities. [read post]
25 Oct 2015, 11:12 am by Cynthia Marcotte Stamer
Tips to help protect your privacy when using a mobile device provided by the National Cyber Security Alliance. [read post]
14 Jul 2015, 12:36 pm by Jason C. Gavejian
As we previously reported and discussed, in October 2014 the FCC initiated its first data security case against TerraCom, Inc. and YourTel America, Inc. [read post]
21 May 2019, 1:46 pm by Silver Law Group
  Scott Silver is the chairman of the Securities and Financial Fraud Group of the American Association of Justice and represents investors nationwide in securities investment fraud cases. [read post]
31 Jan 2019, 12:58 pm by Staff Attorney
  From June 2011 until April 2016 Abramowitz was associated with Raymond James Financial Services, Inc. [read post]
21 Jan 2021, 7:12 am by Steve Parker
., Royal Alliance Associates, Inc., Securities America Advisors, Inc, Summit Financial Group, Inc., and American Portfolios Financial Services. [read post]
28 Aug 2018, 6:43 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor John Krohn (Krohn), formerly associated with Principal Securities, Inc. [read post]
7 Oct 2015, 6:46 am by Docket Navigator
Though the Patents-in-Suit address problems associated with creating and enforcing usage rights with content, they are directed to non-abstract solutions through the use of trusted systems. [read post]
30 Jan 2012, 9:52 am by James Hamilton
For example, should the Commission provide a loss causation standard similar to the civil loss causation standard articulated by the Supreme Court in Dura Pharmaceuticals, Inc. v. [read post]
12 Jul 2013, 9:52 am by Cynthia Marcotte Stamer
With health care providers, health care organizations and others increasingly using Web-based applications and portals in operations and patient communications, managed care company WellPoint Inc. [read post]
23 Jun 2009, 12:35 pm
Securities and Exchange Commission sent an informal inquiry to Matrixx Initiatives, Inc., the makers of the recently withdrawn Zicam Cold Remedy Products. [read post]
13 Jan 2011, 7:22 am by Sheldon Toplitt
The wire service argued that Fairey should have obtained a license to use the image.As part of the parties agreement, Fairey, a contemporary artist and graphic designer, will secure a license from AP should he use any of their images in the future. [read post]
2 Sep 2015, 10:02 am by Associates and Bruce L. Scheiner
In 2008, plaintiff used the straps to secure his treestand to a tree sometime in the fall. [read post]
10 Oct 2018, 10:34 am by Staff Attorney
  From May 2009 until March 2015 Brunner  was associated with First Midwest Securities, Inc. [read post]
28 Feb 2014, 4:46 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) sanctioned broker Center Street Securities, Inc. [read post]
4 Aug 2017, 5:55 am by Elizabeth Dalziel
The four former brokers charged in the SEC’s complaint were also formally registered with the brokerage firm BCG Securities, Inc. [read post]