Search for: "US Securities and Exchange Commission"
Results 241 - 260
of 14,168
Sort by Relevance
|
Sort by Date
21 Mar 2024, 4:20 am
The safe harbor that the Commission ultimately adopted in Item 1507 of Regulation S-K relates to the very familiar, 1990s-era statutory safe harbor for forward-looking statements that was enacted in the Private Securities Litigation Reform Act (PSLRA) in the form of Securities Act Section 27A and Exchange Act Section 21E. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 10:00 pm
In 2023, the US Securities and Exchange Commission (SEC) continued its heightened focus on public companies through its enforcement and rulemaking programs, a trend that will continue throughout 2024. [read post]
20 Mar 2024, 8:24 pm
It's reasonable to assume the future holds more aggressive and content-intensive applications of AI (e.g., “CoPilot – write the film score for the next season of my Netflix series”), and thus more aggressive contracting with respect to commissioned uses of AI. [read post]
20 Mar 2024, 3:00 pm
As part of the Wells Report in 1972, the Securities and Exchange Commission adopted its no-admit/no-deny policy. [read post]
20 Mar 2024, 10:29 am
The Law Society of BC doesn’t think the proposed plan does enough to keep the regulator independent from government. 🤖 The US Securities and Exchange Commission fined two investment firms that were a bit too eager to ride the AI wave. [read post]
20 Mar 2024, 3:30 am
Clearly, the Commission does not think that international climate-related disclosure standards are far enough along in other jurisdictions to rely on for US reporting purposes. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 12:49 pm
The Securities and Exchange Commission announced that Genesis Global Capital, LLC agreed to a final judgment ordering it to pay a $21 million civil penalty and imposing a permanent injunction to settle charges that it engaged in the unregistered offer and sale of securities through a crypto asset lending program known as the Gemini Earn program. [read post]
19 Mar 2024, 4:38 am
Chair Gensler probably knew that the Securities and Exchange Commission was actively working on two enforcement cases that got announced this week. [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
