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3 Nov 2022, 2:00 am
What You Need to Know Paulina Buhagiar had worked for Wells Fargo Bank for about two years when she informed her supervisor she was experiencing chest pains and having a hard time breathing. [read post]
28 Oct 2022, 8:42 am
An ex-Wells Fargo Advisor broker filed a 46-page cert petition asking the Supreme Court to to overturn a $1.6 million arbitration award that the wirehouse won against him in a promissory note dispute. [read post]
24 Oct 2022, 2:31 pm
While still generally difficult to overcome a motion to dismiss, the Delaware courts are more likely to sustain a well-pled oversight claim on mission-critical issues. [read post]
21 Oct 2022, 7:46 am
Bank is pressured to do something about Zelle fraud. [read post]
20 Oct 2022, 8:35 am
But competition law has always been important to protect consumers as well, and we got involved in this one early on talking with Senator Durbin’s staff and other members of the Congress who asked us to testify. [read post]
16 Oct 2022, 10:17 am
FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster (BrokeAndBroker.com Blog)Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)Finra Pulls Out All The Stops in Barring Ex-Wells Broker Who Expensed Football Ticket (AdvisorHub)You can't serve notice to a crypto collective, say crypto groups… [read post]
16 Oct 2022, 10:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6719/securities-industry-commentator/Frustrated Interactive Brokers Customer Can't Get No Satisfaction With Tesla Order (BrokeAndBroker.com Blog)FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to… [read post]
16 Oct 2022, 7:24 am
[iv] Certainly the profile of litigation filed just within the summer months of 2022 against Unilever[v], Wells Fargo[vi] and Starbucks[vii] supports Dr. [read post]
11 Oct 2022, 11:46 am
Without specifying which bank, exactly, let’s just say it was something like a Bank of America, Chase, Wells Fargo, et al. [read post]
10 Oct 2022, 4:49 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR ANNOUNCES PROPOSED RULE ON CLASSIFYING EMPLOYEES, INDEPENDENT CONTRACTORS;… [read post]
10 Oct 2022, 4:49 am
FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20… [read post]
10 Oct 2022, 4:49 am
Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR… [read post]
7 Oct 2022, 1:53 pm
Wells Fargo Advisors 22-265Issues: (1) Whether this court’s public policy exception is inapplicable to an arbitral award enforcing contractual provisions that are expressly illegal, void, and unenforceable under applicable statutes, on the supposition that such statutes do not embody sufficiently well-defined and dominant public policy; (2) whether this court’s public policy exception to judicial deference toward arbitral awards is displaced by a deferential… [read post]
7 Oct 2022, 8:31 am
” Wells Fargo offers the “Summit Program. [read post]
6 Oct 2022, 5:45 pm
Wells Fargo Bank and WRI Opportunity Loans II LLC v. [read post]
5 Oct 2022, 12:51 pm
She demanded data from all seven of the big banks: JPMorgan Chase, Wells Fargo, US Bank, PNC, Capital One, Bank of America, and Truist. [read post]
4 Oct 2022, 8:04 pm
On June 29, a customer at a Burger King in Royal Palm Beach, Florida, left the restaurant without taking their Wells Fargo debit card. [read post]
3 Oct 2022, 1:36 pm
The NAHB/Wells Fargo Housing Opportunity Index found that just 42.8% of new and existing homes sold between the beginning of April and the end of June were affordable to families earning the U.S. median income of $90,000. [read post]
30 Sep 2022, 6:47 am
Seijas worked for Wells Fargo Clearing Services from March of 2013 through March of 2019, when he voluntarily resigned. [read post]
30 Sep 2022, 5:57 am
., Citibank NA and Wells Fargo & Co. are among its biggest beneficiaries and homeownership is only incidentally supported by their involvement with it. [read post]
