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23 Sep 2016, 10:17 am
Whatever it is, Wells Fargo comes out the victor in this settled FINRA arbitration. [read post]
30 Sep 2021, 8:22 am
” Wells Fargo declined to comment. [read post]
18 Sep 2013, 7:17 am
In the Matter of Adorean Boleancu, Respondent (AWC 2011030687701, March 5, 2013).The AWC alleges that from at least April 2008 through January 2010, while registered at Wells Fargo Advisors, LLC, and its predecessor Wells Fargo Investments, LLC (collectively, “Wells Fargo”), Boleancu converted at least $650,000 from an elderly, widowed customer.Y... [read post]
4 Mar 2018, 5:40 am
In 2015, former Wells Fargo Advisors, LLC entry-level financial advisors Reagan Tucker, Benjamin Dooley, Marvin Glasgold, Livia Sappington, Ewa Kelly, and Patrick LaBorde filed putative class arbitrations before the Financial Industry Regulatory Authority (“FINRA”) and the American Arbitration Association (“AAA”) seeking unpaid overtime from Wells Fargo pursuant to the Fair Labor Standards Act (“FLSA”) and State wage… [read post]
4 Jan 2017, 9:48 am
Wells Fargo & Co. will pay $35.5 million to more than 500 black financial advisors and trainees according to the settlement agreement filed Friday. [read post]
20 Oct 2016, 8:26 pm
Wells Fargo has agreed to pay $185 million in fines to the Consumer Financial Protection Bureau. [read post]
21 May 2009, 8:06 pm
California Attorney General Edmund G Brown, Jr. is suing Wells Fargo Investments LLC, Wells Fargo Institutional Securities, and Wells Fargo Brokerage Services for $1.5 billion. [read post]
19 Dec 2016, 7:44 am
This comes after its parent bank , Wells Fargo & Co. [read post]
11 Sep 2019, 12:17 pm
The post FINRA AWARD: Wells Fargo to pay $40,000 to Nevada investor appeared first on The White Law Group. [read post]
25 Nov 2008, 3:43 am
But Wells Fargo never says that they will. [read post]
10 Jun 2009, 2:51 pm
On Sunday, the Times ran an article, Bank Accused of Pushing Mortgage Deals on Blacks, about affidavits in Baltimore's suit against Wells Fargo claiming that Wells Fargo engaged in steering. [read post]
29 Sep 2014, 10:37 am
Wells Fargo stated in the Wells Fargo Settlement Agent Communications newsletter on September 24, 2014 they will be taking over this process in order to meet internal compliance and governmental regulator compliance expectations on the bank. [read post]
2 Oct 2014, 4:21 am
Case In PointIn a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in September 2013 and thereafter amended, Claimant Fernandez asserted breaches of contract and fiduciary duty; fraud; churning; and manipulation against Respondents Wells Fargo Securities, LLC and Deutsche Bank Securities, Inc... [read post]
1 Dec 2022, 5:59 am
We welcome a well-known and leading financial institution like Wells Fargo to the Prime Partner program. [read post]
28 Oct 2008, 6:41 pm
The Plaintiff in the would be class action seeking to enjoin the Wachovia and Wells Fargo merger is pursuing his effort to obtain expedited discovery. [read post]
29 Sep 2009, 8:11 am
Investors who suffered huge financial losses from Medical Capital Holdings are now taking legal action against Wells Fargo & Co. and The Bank of New York Mellon Corp., charging that the two banks, which served as trustees for five of Medical Capital's special-purpose corporations, failed to protect MedCap investors. [read post]
5 Aug 2013, 4:06 am
John Bulkley Meacham and Wells Fargo Advisors, LLC, Respondents (FINRA Arbitration 12-00793, July 30, 2013).Respondents Meacham and Wells Fargo Advisors generally denied the allegations and asserted various a... [read post]
26 Aug 2017, 12:37 pm
Wells Fargo opposed her requested relief. [read post]
24 Jan 2016, 8:33 am
The securities lawyers of Gana LLP are investigating a number of customer complaints involving Wells Fargo Advisors, LLC (Wells Fargo) brokers, including financial advisor Charles Lynch (Lynch), concerning allegations that the investors have been recommended or their advisory accounts have been mismanaged to hold high concentrations of energy related investments. [read post]
18 Sep 2009, 5:29 am
However, as Long Beach loan modification lawyers, we can't help connecting this scandal to bad behavior by Wells Fargo in another area -- loan modifications. [read post]
