Search for: "Walling v. Frank"
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3 Jun 2016, 2:11 pm
The SEC has increasingly pursued fraud cases in-house rather than in federal courts since the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 granted it that power. [read post]
22 Oct 2010, 9:16 am
Dodd-Frank effectively expanded the territorial reach of the antifraud provisions of the federal securities laws, but it did not address the territorial reach of RICO.The August 24, 2010, decision is Cedeno v. [read post]
27 Jan 2023, 6:31 am
Pay Versus Performance In August 2022, the SEC adopted the pay versus performance disclosure requirements that the SEC was directed to promulgate by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act).[1] Companies (subject to certain exceptions discussed below) will need to comply with these disclosure requirements in proxy and information statements that are required to include Item 402 executive compensation disclosure for… [read post]
27 Jan 2023, 6:31 am
Pay Versus Performance In August 2022, the SEC adopted the pay versus performance disclosure requirements that the SEC was directed to promulgate by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act).[1] Companies (subject to certain exceptions discussed below) will need to comply with these disclosure requirements in proxy and information statements that are required to include Item 402 executive compensation disclosure for… [read post]
7 Jun 2007, 4:00 pm
Yale Club of New York City [Wall Street Journal (PDF)] A Conference Discussing the Contributions of Judge Robert H. [read post]
14 Dec 2010, 6:41 am
Hudson’s decision in Commonwealth of Virginia v. [read post]
16 Jan 2024, 8:05 am
” In 2018, the Supreme Court ruled in Digital Realty Trust, Inc. v. [read post]
21 Mar 2012, 2:00 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”) and the CFTC rules implementing the Dodd-Frank Act have transformed the regulation of entities defined as commodity trading advisors (“CTAs”) and commodity pool operators (“CPOs”). [read post]
10 Jun 2011, 11:47 am
For example, the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Sarbanes-Oxley Act of 2002 ("SOX") to prohibit specifically the use of pre-dispute arbitration agreements for SOX claims. [read post]
8 Apr 2014, 4:16 am
At madisonian.net, Michael Risch discusses last week’s arguments in Alice Corporation v. [read post]
2 Jan 2023, 8:22 am
But if you are a school with relatively poor admissions medians and strong employment outcomes (a great value for students, to be frank!) [read post]
2 Jan 2023, 8:22 am
But if you are a school with relatively poor admissions medians and strong employment outcomes (a great value for students, to be frank!) [read post]
9 Aug 2013, 9:30 am
by Catherine Foti Since the promulgation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd Frank”), five federal district courts have held that employees who report suspected wrongdoing to upper management, but not to the U.S. [read post]
25 Jul 2011, 1:55 am
Supreme Court’s opinion in Morrison v. [read post]
5 Sep 2022, 9:01 pm
The final rules implement the “pay versus performance” disclosure requirements mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in 2010. [read post]
6 Jan 2010, 10:10 pm
Experts for the defendants included Frank Harrison, Dan Wilkins, Bruce Buttner, and Art Klein. [read post]
3 Nov 2011, 9:12 am
There has been a lot written about what impact the Supreme Court’s decision in AT&T Mobility, LLC v. [read post]
23 Mar 2018, 4:16 am
In an op-ed for The Wall Street Journal, Ted Frank discusses the cert petition in Frank v. [read post]
27 Nov 2017, 4:35 pm
In 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. [read post]
27 Nov 2017, 4:35 pm
In 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. [read post]
