Search for: "Walling v. Frank" Results 241 - 260 of 710
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1 Feb 2017, 4:48 am by Edith Roberts
” At Bloomberg BNA, Chris Marr looks at American Business USA Corp. v. [read post]
17 Jan 2017, 7:52 am by J. Gordon Hylton
  There, he accepted a position as assistant line coach for the school’s football team which has coached by former Marquette head coach Frank Murray. [read post]
6 Jan 2017, 5:50 am by Justin S. Daniel
” Among the actions the CFPB alleges violated the Dodd-Frank Wall Street Reform and Consumer Protection Act are representations made by the agencies that services would be free or only cost $1, when in fact those services cost around $16 per month. [read post]
4 Jan 2017, 3:55 pm by nedaj
www.colefrieman.com January 4, 2016 Clients, Friends, Associates:While the holiday season is a cause for celebration and reflection, it is also the busiest time of the year for most investment managers. [read post]
6 Oct 2016, 9:30 pm by Justin Daniel
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
6 Sep 2016, 8:57 am by Lauri F. Rasnick
We previously reported that on June 9, 2015, six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated joint final standards (“Final Standards”) in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate (“Covered Entities”). [read post]
6 Sep 2016, 8:57 am by Lauri F. Rasnick
We previously reported that on June 9, 2015, six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated joint final standards (“Final Standards”) in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate (“Covered Entities”). [read post]
12 Jul 2016, 6:41 am by Mark Astarita
 The Committee was established under the Dodd-Frank Wall Street Reform and Consumer Protection Act to advise the Commission on regulatory priorities, regulation of securities products, trading strategies, fee structures, disclosure effectiveness, and initiatives to protect investors and promote investor confidence and the integrity of the U.S. securities markets. [read post]
8 Jul 2016, 3:17 am
.” This Indictment was the first federal prosecution under the Anti-Spoofing provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 Jun 2016, 12:36 pm by Amy Howe
Commentary on the four-four tie in United States v. [read post]
16 Jun 2016, 9:30 pm by Justin Daniel
Writing for the Brookings Institution, Lisa V. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]