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24 May 2013, 9:56 am
Despite increasing pressure on the SEC to exercise its Dodd-Frank-granted explicit authority to ban mandatory securities arbitration, SEC Commissioner Elisse Walter stated earlier this week, according to a report in Reuters, that the Commission won’t have time to address the issue until 2014, in light of the other mandates of Dodd-Frank. [read post]
10 May 2013, 1:35 pm
Into my office came Jobs by Walter Isaacson, Barack Obama: The Story, by David Maraniss, and on and on. [read post]
26 Apr 2013, 8:44 am
Frank DeSimone, 40, Charlotte, North Carolina, is charged with racketeering conspiracy, securities fraud, wire fraud to defraud investors and money laundering. [read post]
28 Mar 2013, 9:42 am
In a letter to SEC Chair Elisse Walter, House Financial Services Committee Chair Jeb Hensarling (R-TX) and Capital Markets Subcommittee Chair Scott Garrett (R-NJ) emphasized that the repriortization of SEC Dodd-Frank Act rulemaking to crafting regulations under Section 939F rather than completing the work under Section 939A would further entrench the status quo of the Big Three credit rating agencies rather than reforming their structures. [read post]
18 Mar 2013, 5:00 am
Darrell Issa (R – CA), Jim Jordan (R – OH), Jeb Hensarling (R – TX), and McHenry sent a letter to SEC Chairman Elisse Walter, expressing that they are “surprised and troubled” to see the SEC expending resources on a project to force political spending disclosures by corporations while so much of the JOBS Act remains unimplemented (namely Titles II, III, and IV). [read post]
14 Mar 2013, 9:13 am
Congressman Frank Wolf (here’s his letter to SecState Kerry) and Senator Lindsey Graham, according to The Hill. [read post]
14 Mar 2013, 6:27 am
Elisse Walter, the current Chairman, emphasized the SEC’s role in developing fair and transparent markets and promoting entrepreneurship, capital growth, and job-building. [read post]
13 Mar 2013, 4:04 am
Walter's (a Democratic one). [read post]
15 Feb 2013, 10:15 am
Under substitute compliance, where appropriate, the CFTC is committed to permitting foreign firms and, in certain circumstances, overseas branches and guaranteed affiliates of U.S. swap dealers, to comply with Dodd-Frank through complying with comparable and comprehensive foreign regulatory requirements.Senator John Tester (D-MT) asked Chairman Walter when the SEC would take action on a uniform fiduciary standard for investment advisers and brokers. [read post]
9 Feb 2013, 8:29 am
Franks, who retired at the end of 2012. [read post]
24 Jan 2013, 9:30 pm
The Federal Trade Commission (FTC) released a report suggesting that pharmaceutical firms producing brand name drugs may have engaged in anticompetitive patent dispute settlements, leading to higher drug prices for consumers last year.The Government Accountability Office (GAO) released a study revealing that agencies often fail to provide notice of proposed rules, rendering those rules unavailable for public comment.The Beijing Municipal Environmental Protection Bureau (BJEPB) invited public… [read post]
22 Jan 2013, 12:00 am
Sale, the Walter D. [read post]
6 Jan 2013, 4:03 pm
Stefan Zweig Akiko Osano Walter Sickert L. [read post]
4 Jan 2013, 1:52 pm
As the 113th Congress convenes this week, we take a look back at the 112th Congress that just concluded and look forward to the challenges ahead. [read post]
2 Jan 2013, 9:31 pm
Frank wrote something that was interesting. [read post]
4 Dec 2012, 8:40 am
Driven by tougher requirements of the Dodd-Frank Act, Ms. [read post]
27 Nov 2012, 9:30 pm
In addition, many of the SEC’s regulations enacted under Dodd-Frank have proven controversial, and some were successfully challenged in court. [read post]
27 Nov 2012, 1:12 pm
Walter’s experiences. [read post]
1 Oct 2012, 10:42 am
In May 2011, the Court of Chieti sentenced two journalists, Walter Claudio and Nerone Lattanzio, from the Pescara newspaper Il Centro. [read post]
11 Sep 2012, 9:43 am
Hartridge, Walter Hartridge [read post]
