Search for: "William Dodds"
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1 Jun 2016, 7:45 am
If any literary figures are great, the short list must include William Wordsworth, John Keats, Jane Austen and William Blake. [read post]
23 Jan 2020, 11:41 am
Verkuil of the College of William & Mary John Harrison of University of Virginia Law School Rachel E. [read post]
10 Oct 2011, 9:20 pm
Applying the Williams standard, the ARB also held that the use of paid administrative leave could constitute an adverse employment action when forced upon a SOX whistleblower. [read post]
29 Mar 2010, 7:01 am
"It doesn't do any significant reform of the system that got us into this problem," said William Isaac, chairman of the Federal Deposit Insurance Corp. during the Reagan administration. [read post]
26 Apr 2011, 4:02 am
Delaware Chancellor Chandler Retires In his "Delaware Corporate & Commercial Litigation" Blog, Francis Pileggi notes that Delaware Chancellor William Chandler has retired before the completion of his term and explains the process by which a replacement will be chosen. [read post]
23 Jul 2011, 10:17 am
Building consensus among the likes of William H. [read post]
7 Feb 2012, 9:04 am
Core Laboratories, ARB No. 09-108, ALJ No. 2009-SOX-006 (ARB December 22, 2011), centered around a whistleblower complaint filed by Colombian citizen William Villanueva. [read post]
22 Jul 2010, 7:14 am
These alternatives, when added to new authority given to the SEC in the Dodd-Frank Bill to alter the Williams Act beneficial ownership reporting rules and deadlines are a promising opportunity for meaningful change that will lead to a better informed corporate electorate. [read post]
15 Oct 2023, 9:03 pm
When Congress in Dodd-Frank mandated that the SEC write rules with regard to short selling disclosure, they did so by amending that same section, 13f. [read post]
15 Sep 2010, 6:21 am
Before the passing of the reform of Reg D in the Dodd-Frank Act (which reform Joe helped bring about!) [read post]
1 Oct 2015, 12:59 pm
” When asked if the CFPB had asked dealerships how best to mitigate these risks, he noted that the Bureau has not communicated with auto dealers since they are not subject to Bureau jurisdiction under Dodd-Frank. [read post]
17 Mar 2017, 6:00 am
Posted by Jon Eisenberg, K&L Gates LLP, on Tuesday, March 14, 2017 Tags: CFPB, Disgorgement, Exchange Act, Investor protection, Liability standards, Misconduct, SEC, SEC enforcement, Securities damages, Securities regulation, Statute of limitations, Supreme Court, U.S. federal courts Board of Directors Compensation: Past, Present and Future Posted by Diane Lerner, Pay Governance LLC, on Tuesday, March 14, 2017 Tags: Audit committee, Board composition, Board performance, Board turnover,… [read post]
12 Mar 2012, 7:44 pm
"The issue is not just incentive compensation, which has been addressed in Dodd-Frank, but rather base or salary levels. [read post]
10 Jun 2024, 5:05 pm
And on June 6, 2024, William Dodd (with the support of the California Restaurant Association) introduced SB 1524 to exempt the restaurant industry from the California Junk Fee Law. [read post]
2 Apr 2014, 8:00 am
by William Carleton [read post]
18 Jun 2012, 1:48 pm
He also claims that Gensler has neglected to make rulemaking a priority as it relates to implementing key aspects of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
8 Jul 2012, 2:00 am
"Conard presents himself as a critic of the move back toward regulation, exemplified by the Dodd-Frank Act, and as a defender of free market principles," explains Posner. [read post]
7 Oct 2011, 9:04 pm
Says Shepherd Smith Edwards & Kantas LTD LLP Founder and Securities Fraud Attorney William Shepherd, “Washington is again bowing to Wall Street pressure to exempt them from liability for their wrongful acts. [read post]
13 Apr 2008, 9:00 pm
While nothing replaces learning cross examination through live training and in the courtroom, some high quality publications do exist, including Larry Pozner's and Roger Dodd's presentations, videos, and cross examination book. [read post]
26 Apr 2017, 3:15 am
Frank has said he regrets that his namesake regulatory-overhaul law, the 2010 Dodd-Frank Act, didn’t merge the two regulators. [read post]
