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23 Apr 2020, 1:09 pm
To the extent there are nuanced or gray areas in the application process, applicants should seek advice from competent professional advisors. [read post]
23 Apr 2020, 12:18 pm
HIT REIT – Decrease in Net Asset Value Did you lose money investing in Hospitality Investors Trust (HIT REIT) at the recommendation of your financial advisor? [read post]
23 Apr 2020, 12:00 pm
Experts included Fletcher Boyle, Vice President of Business Development Strategy at Chicagoland Smile Group; Josh Gwinn, CEO, Hero Practice Services; Brandon Halcott, CEO at Tru Dental; Kurt Harvey, Managing Director at Caber Hill Advisors; and Andrew Olsen, Principal at Boathouse Capital. [read post]
23 Apr 2020, 10:28 am
Working as a team, our lawyers have significant experience prosecuting claims against various financial services and insurance companies for misconduct. [read post]
21 Apr 2020, 7:50 pm
This is your chance to be that “trusted advisor”. [read post]
21 Apr 2020, 3:48 pm
(“HIT”), a publicly registered non-traded REIT formerly known as American Realty Capital Hospitality Trust, may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the broker or financial advisor. [read post]
21 Apr 2020, 12:46 pm
In November 2019, the financial services regulators responsible for the Volcker Rule regulations (the Board of Governors of the Federal Reserve Board, the Office of the Comptroller of the Currency, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation and the Securities and Exchange Commission, collectively, the “Agencies”) issued final rules revising the proprietary trading restrictions placed on certain banking entities (the “2019… [read post]
20 Apr 2020, 12:29 pm
Event Announcements (More details on the Events Calendar) Tuesday, April 21, 2020, at 1:00pm: The Center for Strategic and International Studies will host an online event on the national security risks and opportunities of synthetic biology. [read post]
20 Apr 2020, 12:05 pm
Lenders will receive a Servicing Fee of 25 basis points of the principal amount from the Federal Reserve. [read post]
20 Apr 2020, 12:05 pm
Lenders will receive a Servicing Fee of 25 basis points of the principal amount from the Federal Reserve. [read post]
19 Apr 2020, 5:25 pm
Scrutinizing tenant’s financial information before signing a lease and incorporating added protections as needed. [read post]
17 Apr 2020, 5:55 am
Liekefett and Derek Zaba, Sidley Austin LLP, on Saturday, April 11, 2020 Tags: Boards of Directors, Hostile takeover, Institutional Investors, Institutional Shareholder Services Inc. [read post]
16 Apr 2020, 12:37 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Jeffrey McHale (McHale), currently employed by Ameriprise Financial Services, LLC (Ameriprise) has been subject to at least three customer complaints during the course of his career. [read post]
16 Apr 2020, 4:55 am
Notwithstanding the prevailing circumstances, the first quarter was busy for investment managers and service providers with filing deadlines, regulatory changes, and compliance updates. [read post]
14 Apr 2020, 4:59 pm
If you cannot pay your bills: Contact your lenders and loan servicers and inquire about ways to manage your financial hardship without negatively impacting your credit. [read post]
14 Apr 2020, 1:11 pm
Here is our post on highlights of the program in regards to financial relief for small businesses. [read post]
14 Apr 2020, 7:03 am
” In a release expanding on the definition of “Essential Businesses” for the purposes of Executive Order 202.6, such essential financial institutions include “services related to financial markets. [read post]
13 Apr 2020, 1:34 pm
Department of the Treasury; and Juan Zarate, Chairman of the Center on Economic & Financial Power at the Foundation for Defense of Democracies. [read post]
13 Apr 2020, 8:23 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWells Fargo Advisors, LLC nka Wells Fargo Clearing Services, LLC (CRD #19616, St. [read post]
13 Apr 2020, 2:02 am
We’re taking the approach to do what we can to help companies get through this, and we’ll worry about whether or not there are any financial implications later. [read post]
