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5 Oct 2015, 11:57 am
These include using editorial content in the media to promote a product where a trader has paid for the promotion without making that clear (advertorial). [read post]
5 Oct 2015, 10:42 am
The traders, Todd Newman and Anthony Chiasson, were convicted in May 2013 on charges of "conspiracy to commit insider trading and insider trading in violation of 18 USC § 371 [text], sections 10(b) and... [read post]
5 Oct 2015, 10:00 am
The rule requires reporting parties to electronically submit trader identification and market participant data on new and updated forms. [read post]
The BASMATI saga: General Court accommodates extended passing off within Community trade mark system
3 Oct 2015, 2:58 am
That ‘extended’ form of passing off, recognised by the United Kingdom courts, accordingly enables several traders to have rights over a sign which has acquired a reputation on the market". [read post]
2 Oct 2015, 8:24 am
By Jacquelyn LumbIn remarks before the Securities Traders Association’s annual market structure conference, Commissioner Kara Stein focused on the need for transparency in today’s markets. [read post]
1 Oct 2015, 4:34 am
By Jacquelyn LumbHigh-frequency trading firm, Latour Trading LLC, has settled SEC charges that it violated the market access rule and Regulation NMS, which resulted in its receipt of executions and exchange rebates that it should not have received and that other market participants might have received were it not for Latour’s violations. [read post]
28 Sep 2015, 8:55 am
Cora, a retailer that had been using the advertising slogan “large volumes = low prices” (gros volumes = petits prix) for 25 years, took legal action against Auchan for committing what it felt were acts of parasitical conduct by distributing catalogues featuring the slogans ‘mini prices for large volumes’ (prix mini sur gros volumes), ‘large volumes at mini prices’ (gros volumes à prix mini) and ‘large volumes big savings’ (gros volumes grosses… [read post]
25 Sep 2015, 10:51 am
The trades happened merely six minutes apart.The CFTC said TeraExchange had Skype calls with the two trading firms as their offsetting trades were executed despite the exchange’s “onboarding” requirements for traders and its rulebook, which ban fictitious or wash trades. [read post]
22 Sep 2015, 11:30 am
JULIEN (Universite de Dijon LEG) explore Noncooperative Oligopoly in Markets with a Cobb-Douglas Continuum of Traders. [read post]
22 Sep 2015, 9:35 am
On September 8, 2015, Lax & Neville LLP, a leading national securities arbitration law firm, won a FINRA arbitration award on behalf of a trader, Gontran de Quillacq, against HSBC Securities (USA) Inc. [read post]
21 Sep 2015, 2:54 pm
Earlier this year five major banks pled guilty to criminal charges and agreed to shell out more than $5.5 billion to settles charges that their “traders” manipulated the international “foreign-exchange market” for their own profit. [read post]
21 Sep 2015, 4:43 am
The order represents the CFTC’s first enforcement action of Dodd-Frank Act large trader reporting requirements for physical commodity swap positions (In the Matter of Australia and New Zealand Banking Group Ltd., September 17, 2015).Large trader reporting. [read post]
21 Sep 2015, 2:01 am
As such, "[t]here may be an infringement of the exclusive distribution right, under Article 4(1) of [the InfoSoc Directive], where a trader, who does not hold the copyright, sells protected works or copies thereof and addresses an advertisement, through its website, by direct mail or in the press, to consumers located in the territory of the Member State in which those works are protected in order to invite them to purchase it. [read post]
17 Sep 2015, 9:30 pm
Securities and Exchange Commission (SEC) announced that the traders had agreed to pay a $30 million settlement. [read post]
16 Sep 2015, 4:07 pm
One of the main examples given is eBay, which uses ODR to resolve 60 million disputes a year among traders. [read post]
15 Sep 2015, 7:05 am
Two traders, who made $25 million in the scheme, settled the charges against them and returned the profits. [read post]
15 Sep 2015, 6:07 am
Not only did these traders lie to their customers, but they created a corrupt culture on Nomura’s trading desk by coaching more junior traders to employ the same deceptive and dishonest trading practices we allege in our complaint. [read post]
15 Sep 2015, 3:00 am
The exchange-based plaintiffs moved for interlocutory appeal, OTC, bondholder, and exchange-based plaintiffs moved to add allegations with respect to antitrust claims, exchange-based plaintiffs moved to add allegations with respect to trader-based manipulation. [read post]
14 Sep 2015, 4:32 pm
Courts are split on whether short sellers can claim the benefit,[12] but there is general agreement that index funds can claim it.[13] The treatment of sophisticated traders has been inconsistent, as exemplified by post-trial proceedings in Vivendi and Household. [read post]
10 Sep 2015, 8:29 am
The extension of that case—which rests on the fraud-on-the-market theory and concerns traders in, not holders of, securities—to ERISA plaintiffs who made no purchase or sale of securities during the class period was in error, the petitioners maintain. [read post]
