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6 Feb 2015, 7:58 am
Please contact our team of experienced attorneys for a consultation at (212) 696-1999. [1] While the OCIE examines exchanges and self-regulatory organizations as well, the SEC’s 2015 Examination Priorities did not address examination priorities for those organizations. [2] As defined under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
28 Sep 2023, 9:02 pm
Although a recent run of bank failures contributed to some regulatory uncertainty, Xie and Sinclair stated that uncertainty was far higher in 2010 when the Dodd-Frank Wall Street Reform and Consumer Protection Act was passed. [read post]
29 Sep 2023, 4:00 am
K Street Braces for Potential Shutdown Yahoo News – Taylor Giorno (The Hill) | Published: 9/27/2023 Lobbying and government affairs shops are busy preparing for a possible shutdown of the federal government. [read post]
3 Dec 2012, 7:00 am
A January 2012 article in The Wall Street Journal suggested that states ask graduates to serve one-year apprenticeships before they become eligible for admission to the bar. [read post]
23 May 2011, 5:29 am
What happened, in simple terms, is that beginning in 2003, Wall Street discovered that it could buy something called a Credit Default Swap (a credit derivative, in banker parlance), not just on a triple-A rated corporate bond, but also on a triple-A rated mortgage-backed security. [read post]
5 Aug 2022, 4:45 am
Youssef report for the Wall Street Journal. [read post]
1 Oct 2008, 8:13 pm
Same deal for Wall Street. [read post]
13 Jan 2008, 10:05 am
Who knows at age 26 or 28 whether they're a litigator or a corporate type at heart? [read post]
4 Mar 2010, 2:02 am
Find Out Here The Wall Street Journal blog reports: “A word’s inclusion in the Urban Dictionary isn’t exactly the same as it being added to the OED. [read post]
5 Apr 2012, 12:34 pm
However, if the Financial Accounting Standards Board (FASB) adopts new accounting standards while a company is an emerging growth company, the company must comply with either all or none of the new standards while it remains an emerging growth company.The Jumpstart Our Business Startups Act exempts emerging growth companies from two new corporate governance requirements that were established by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
19 Jun 2010, 5:59 am
So, as values fall will the banks get better or worse, from a financial perspective? [read post]
18 Mar 2011, 7:31 am
New Report Should be Mandatory Reading for Homeowners in California and Across the Country: Home Wreckers: How Wall Street is Devastating Communities. [read post]
20 Jul 2009, 4:48 pm
It's a double-edged sword for Obama and it couldn't happen to a better guy.Given the newsworthiness of the underlying story, the Wall Street Journal may wish to reevaluate its editorial stance. [read post]
After the Hulk Hogan Lawsuit Funding Flap, Is it Time for a Look at Litigation Financing Regulation?
5 Jun 2016, 5:15 pm
As discussed in a May 27, 2016 Wall Street Journal article (here), funding critics have tried to argue that litigants should have to disclose when litigation funding is involved. [read post]
11 Feb 2013, 12:45 am
A February 6, 2013 Financial Times article detailing many of the RBS emails and entitled “Record of Trader Talk to Haunt RBS,” can be found here. [read post]
25 Mar 2014, 8:18 am
About a year ago, an investigationby the Wall Street Journal found that prices quoted by online retailers like Staples and Home Depot changed based on who the customer was. [read post]
3 May 2011, 1:41 am
A very interesting April 26, 2011 Bloomberg article entitled “Wall Street Scion Lost in China Agritech as Shorts Cry ‘Scam’”(here) contains the allegations of one U.S. investor in China Agritech that “someone blatantly lied to short the stock. [read post]
2 Feb 2011, 5:59 pm
I began looking at financial markets after years of teaching and researching healthcare finance and regulation, because I began to feel that the ways of Wall Street were a kind of physics or chemistry that set fundamental limits on whatever ecology of healthcare finance we learned about. [read post]
25 May 2023, 9:01 pm
”[8] Registered investment funds have grown to more than $30 trillion, with more than 16,000 funds.[9]More than half of American households and more than 120 million individual Americans own registered funds.[10] When I started on Wall Street, it was less than 6 percent of households.[11] There have been significant innovations over the decades. [read post]
15 Nov 2011, 4:27 pm
To stop Wall Street looters from making off with our nation's riches. [read post]
