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1 Jan 2020, 9:01 pm
As part of its enforcement activities, the Food and Drug Administration sends warning letters to entities under its jurisdiction. [read post]
1 Jan 2020, 10:35 am
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
1 Jan 2020, 9:00 am
(HMA), and 14 hospitals that Health Management Associates, Inc. owned and operated. [read post]
31 Dec 2019, 8:13 am
Every CA RIA that has custody of client funds or securities must maintain at all times a minimum net worth of $35,000, however the minimum net worth is $10,000.00 for a CA RIA (i) deemed to have custody for another type of pooled investment vehicle and (ii) that otherwise complies with the California custody rule described above (such advisers, “GP RIAs”). [read post]
31 Dec 2019, 4:40 am
In Rimini Street, Inc. v. [read post]
27 Dec 2019, 2:24 am
Wayfair, Inc., the U.S. [read post]
26 Dec 2019, 8:27 am
On this question, the SBA’s Office of Hearings and Appeals’ prior decision in Cypher Analytics, Inc. dba Crown Point Systems, SBA No. [read post]
25 Dec 2019, 10:03 am
Reagan Nat’l Adver. of Austin, Inc. v. [read post]
24 Dec 2019, 8:00 am
Superior Care Home Inc., No. [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden Capital Management… [read post]
23 Dec 2019, 11:29 am
Sept. 24, 2019) and Judicial Watch, Inc. v. [read post]
20 Dec 2019, 2:51 pm
” TMS, Inc. v. [read post]
20 Dec 2019, 8:11 am
Lines, Inc. [read post]
18 Dec 2019, 1:45 pm
FINRA: SUITABILITY AND SALES PRACTICES ISSUES LINGERFinancial Industry Regulatory Authority Inc (FINRA) released its “2019 Report on Examination Findings and Observations”, in October 2019. [read post]
18 Dec 2019, 10:03 am
A civil health care fraud lawsuit filed by the Department of Justice (“DOJ”) in the U.S. [read post]
18 Dec 2019, 5:57 am
FINRA found that Westenbarger intentionally provided a partial response, but did not substantially comply with all aspects of FINRA’s request. [read post]
17 Dec 2019, 8:40 pm
About Solutions Law Press, Inc. [read post]
17 Dec 2019, 10:01 am
John Vianney High School, Inc. [read post]
17 Dec 2019, 7:33 am
Unfortunately, many businesses have been sued because they haven’t fully complied with the 1990 Federal ADA law requiring public places — salons, hotels, restaurants and shops to be accessible to people with Disabilities. [read post]
17 Dec 2019, 7:33 am
Unfortunately, many businesses have been sued because they haven’t fully complied with the 1990 Federal ADA law requiring public places — salons, hotels, restaurants and shops to be accessible to people with Disabilities. [read post]
