Search for: "In the Matter of Amendments to Rules 1 and 10"
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28 Jul 2015, 1:35 pm
On March 10, 2015, the U.S. [read post]
5 May 2022, 3:14 pm
" TCO at 10. [read post]
27 Apr 2020, 4:55 pm
Among other things, the Chairman may; (1) amend and superintend existing Continuity of Operations (COOP) plans; (2) suspend the operation of rules or regulations that cannot be implemented as intended because of the emergency; and (3) identify and direct the use of alternative locations to conduct Commission business if existing facilities become inaccessible or unusable. [read post]
11 Jul 2014, 3:59 pm
With fees under $10 a trade, the spreads between bid and ask prices for most stocks are as narrow as they have ever been, and with trading being done in a matter of sub-seconds rather than minutes, retail investors have been able to enjoy greater involvement in, and access to, the markets. [read post]
3 Aug 2014, 12:29 pm
With fees under $10 a trade, the spreads between bid and ask prices for most stocks are as narrow as they have ever been, and with trading being done in a matter of sub-seconds rather than minutes, retail investors have been able to enjoy greater involvement in, and access to, the markets. [read post]
17 Apr 2018, 8:00 am
(i.e., “effectively connected gain”), then the transferee must withhold a tax equal to 10% of the amount realized on the disposition. [read post]
4 Apr 2013, 6:48 pm
. **** Form ADV Annual Updating Amendment was due on March 31. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Disclosure, Environmental disclosure, ESG, Form 10-K, Materiality, SEC, Securities regulation, Sustainability Statement by Commissioner Lee on “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Posted by Allison Herren Lee, U.S. [read post]
23 May 2010, 8:41 pm
Const. amend. [read post]
3 Oct 2021, 5:32 pm
MTCC 1168 suggests that there may not be much sympathy for the comfort of counsel in evading virtual options, interpreting the new Rule 1.08 of the Rules of Civil Procedure in the first reported decision since the amendment on Jan. 1, 2021, adding video conference. [read post]
22 Oct 2024, 8:45 am
" The court concluded that plaintiff, like other plaintiffs, had to sue under his own name: Federal Rule of Civil Procedure 10(a) requires that "all the parties" be named in the title of the complaint. [read post]
11 Jun 2020, 12:25 pm
(§ 3 LBK 2019-10-01 no. 126.) [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
8 Apr 2022, 1:24 pm
Litigation – Where Things Stand and Does it Even Matter? [read post]
26 Oct 2021, 12:41 am
The German courts have ruled that EPC 2000 claims correspond to purpose-limited product claims and can be directly infringed via an act in s.9(1) German Patents Act 1980. [read post]
22 Mar 2018, 3:55 am
Most of the changes took effect January 1, 2018. [read post]
22 Mar 2018, 3:55 am
Most of the changes took effect January 1, 2018. [read post]
14 May 2014, 3:49 am
Here are some of the latest entries: - Form 10-K Length: Does Size Matter? [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
6 Nov 2018, 1:49 pm
However, division has apparently even been done recently even in the case of a budget bill based upon a Speaker’s ruling. [read post]
