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6 Mar 2011, 9:09 am
The Springfield Journal-Register reported last week on the latest lawsuit to hit Merrill Lynch, the IFDA and the law firm that represented the Association. [read post]
4 Mar 2011, 12:32 pm
Deutsche Bank AG (PDF) Massachusetts’ Uniform Securities Act More Blog Posts: Credit Suisse Broker Previously Convicted for Selling High Risk ARS is Barred from Future Securities Law Violations, Institutional Investors Securities Blog, February 12, 2011 Merrill Lynch Doesn’t Have to Arbitrate ARS Claims by LSED, Says Appeals Court, Institutional Investors Securities Blog, December 22, 2010 Citigroup Global Markets to Pay Back $95.5M Over ARS Sold to LandAmerica Exchange… [read post]
3 Mar 2011, 2:34 pm
Read Merrill's full account here. [read post]
2 Mar 2011, 5:15 pm
Merrill Lynch, an April 2008 decision in which the New Jersey Appellate Division adopted the cat's paw theory under the New Jersey Law Against Discrimination ("LAD"). [read post]
1 Mar 2011, 7:25 am
Cooke Henry, of the Philip Merrill College of Journalism at the University of Maryland. [read post]
1 Mar 2011, 5:35 am
In 2007 and 2008, investment firms like UBS, Morgan Stanley, Citigroup, Merrill Lynch and others sold billions of dollars of preferred stock issued by the two mortgage giants. [read post]
28 Feb 2011, 11:19 am
Steven Baronoff, one of Merrill's most senior deal-makers, will take over the firm's mergers and acquisitions business as its current head, Jeffrey Kaplan, moves to Appaloosa Management. [read post]
27 Feb 2011, 9:32 am
The Wall Street firms: Welcome regulars from Credit Suisse, JP Morgan Chase, Citicorp, Deutsche Bank, Goldman Sachs, UBS, Fidelity, Merrill Lynch, Jeffries & Co., Brown Brothers Harriman, Wells Fargo, Lehman Brothers (ah well), Bank of America, Knight Capital, American Express, Houlihan Lokey, VFinance, and Bank of New York. [read post]
27 Feb 2011, 7:32 am
After eight months, $46 billion of TARP funds, $118 billion in government-backed asset guarantees, and an incredibly stupid merger with Merrill Lynch, Bank of America was $3.14 per share in March of 2009. [read post]
24 Feb 2011, 10:28 am
Jordan Waxman, 46, is a bank executive at Merrill Lynch and an Ironman triathlete. [read post]
23 Feb 2011, 1:54 pm
Maddox Hargett & Caruso continues to investigate the selling practices of independent broker/dealers and investment firms such as UBS, Merrill Lynch, Citigroup, Morgan Keegan & Company, as well as others that may have recommended unsuitable investments in non-traded REITs to clients. [read post]
23 Feb 2011, 8:02 am
MERRILL, Charles Evans Hughes Professor of Law, Columbia Law School “Equal parts sophisticated and sensible, ambitious and precise, this book is an important re-assessment of the debates that define today’s study of property. [read post]
22 Feb 2011, 4:12 pm
Harold Ford, a former Merrill banker, will be a senior client manager at Morgan Stanley. [read post]
18 Feb 2011, 5:11 pm
Merrill Lynch International, Justia N.Y. [read post]
18 Feb 2011, 7:26 am
Bank of America Merrill Lynch helped provide $1.7 billion for the sale of Michael Foods Inc. to GS Capital Partners. [read post]
17 Feb 2011, 10:58 am
For example, some of the supporting groups that have lost their tax exempt status of late were those linked with Merrill Scott & Associates Ltd. [read post]
17 Feb 2011, 9:52 am
As it turned out, what Merrill really needed was a board that knew how to manage financial risk. [read post]
14 Feb 2011, 11:18 am
” HCR 18 declares an even older case (Merrill v. [read post]
12 Feb 2011, 7:50 pm
Merrill (Northwestern) and Henry E. [read post]
11 Feb 2011, 7:52 am
Maybe we should send Newark a list of the other firms.andnbsp;(Ameriprise, Oppenheimer, Merrill Lynch, Handamp;R Block Financial Advisors, Charles Schwab, etc.). andnbsp;I guess after UBS rolled over for New York and Massachusetts, the New Jersey regulators had to work real hard to get UBS to settle with New Jersey, and of course, just like the sweetheart deal they cut with New York, this probably only applies to Auction Rate Securities currently held in UBS accounts, and does not include… [read post]
