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15 Aug 2011, 8:54 am
Gutpa, it will do so in federal court in New York and designate it as related to the other Galleon cases pending before Judge Rakoff. [read post]
29 Nov 2023, 9:01 pm
District Court for the Southern District of New York ruled that Ripple’s XRP token is not a security and did not constitute an investment contract when sold on the secondary market; this was the first court to decide that a digital asset challenged by the SEC was not a security.[10] ESG The SEC also continued its focus on ESG, with several new actions relating to what the agency viewed as misleading ESG claims. [read post]
16 Jan 2019, 9:00 am
Closed-end funds typically raise capital via an IPO then trade on an exchange, similar to a stock. [read post]
13 Dec 2017, 3:31 pm
Its ADSs are listed on the New York Stock Exchange. [read post]
30 Nov 2023, 9:05 pm
District Court for the Southern District of New York (S.D.N.Y.) found in 2023 that Ripple Labs, makers of the XRP token, were liable for securities violations involving a small subset of XRP tokens distributed.[3] Ripple had been selling XRP tokens on open exchanges, providing it in exchange for services, selling it directly to investors, and marketing it to the public without filing disclosures with the SEC.[4] Applying the Howey test, the court… [read post]
30 Apr 2013, 4:43 am
District Court for the Southern District of New York found that the 2010 amendment to Rule 14a-8(i)(8) did not change its original holding in Lucian Bebchuk v Electronic Arts. [read post]
15 Jul 2010, 2:52 pm
However, the court held that the state of New York imposed the duty of good faith and fair dealing on the parties in connection with their bargained-for contract. [read post]
9 Jun 2020, 1:32 pm
Oil Equipment & Services ETF – IEZ United States Brent Oil Fund LP – BNO VanEck Vectors Oil Services ETF – OIH InfraCap MLP ETF – AMZA Invesco S&P SmallCap Energy ETF – PSCE Invesco Dynamic Oil & Gas Services ETF – PXJ iPath Pure Beta Crude Oil ETN – OLEM United States Gasoline Fund LP – UGA Some of these products listed utilize investments in futures contracts for natural gas, crude oil, heating oil, gasoline, and other petroleum-based… [read post]
26 Oct 2022, 6:52 pm
In the U.S., shareholders filed a complaint on February 24, 2016 against BHP in the Southern District of New York on behalf of investors who purchased American Depositary Shares (“ADRs”) of BHP. [read post]
27 Sep 2015, 6:21 pm
Wayne State University Law Professor Peter Henning has an interesting September 24, 2015 post on his New York Times White Collar Watch blog (here) analyzing the potential criminal consequences for Volkswagen from the emissions scandal. [read post]
26 Sep 2016, 8:17 am
Clinton’s use of residence trusts in New York to lower the value of her taxable estate. [read post]
4 Oct 2015, 5:02 pm
The consolidated cases are now pending before Southern District of New York Judge Richard M. [read post]
17 Aug 2022, 1:28 pm
The Lawsuit On August 16, 2022, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against Co-Diagnostics and certain of its directors and officers. [read post]
8 Jun 2023, 9:04 am
Slack Technologies, LLC’s (“Slack”) conducted a new type of public offering known as a “direct listing” whereby its securities would trade on the New York Stock Exchange (“NYSE”). [read post]
10 Mar 2022, 1:02 am
According to filings with the SEC this week, FS Global Credit Opportunities Fund has announced plans to list its common stock on the New York Stock Exchange before the end of the third quarter of 2022. [read post]
29 Jan 2009, 7:39 pm
Royal Caribbean fell $1.21 to $7.85 by 4:15 p.m. in New York Stock Exchange composite trading, the biggest one-day decline since Nov. 19. [read post]
14 Nov 2009, 5:00 am
After rejecting Pirate's contention that the "actual malice" standard from New York Times Co. v. [read post]
25 Apr 2007, 1:04 am
2nd Circuit Clarifies Rule for Calculating Fees
New York Law Journal
In a case decided with the help of retired U.S. [read post]
20 Jul 2021, 8:48 am
Chinese supervision on red-chip companies’ overseas listing A red-chip company does most of its business in China, while it is incorporated outside mainland China and listed on the foreign stock exchange (such as New York Stock Exchange). [read post]
20 Jan 2017, 6:57 pm
The trial court uses a New York law framework for categorizing preliminary agreements: Type I and Type II. [read post]
