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30 Dec 2020, 9:25 am by Renae Lloyd
Free Consultation with a Securities Attorney This information is all publicly available and provided to you by The White Law Group. [read post]
17 Sep 2007, 9:52 am
Frequently, Class A shares of mutual funds are more cost effective than Class B shares. [read post]
9 Aug 2018, 2:05 pm by Renae Lloyd
The closed-end mutual fund was allegedly marketed as a high-yield fund that would provide non-accredited investors access to those investment opportunities previously reserved for the one percent. [read post]
24 Mar 2008, 10:20 pm
Life & Health Category New York Life #2 Prudential Financial #5 MetLife #6  improvement P&C Category Hartford Financial #3 improvement and a solid #3 Allstate #5 (but rated #4 in financial soundness) AIG #7 (but rated #4 in innovation) Liberty Mutual #8  improvement Former structured settlement annuity issuers Massachusetts Mutual and Genworth Financial deserve mention because structured settlements are meant to provide long term… [read post]
16 Jun 2016, 10:38 am by D. Daxton White
The foregoing information, which is all available on the FINRA website, is being provided by The White Law Group. [read post]
4 Sep 2017, 4:23 am by Simon Lovegrove and Matthew Gregory
In chapter 6 of CP17/32 the FCA sets out a further consultation on what projections can be provided in addition to the PRIIPs KID. [read post]
12 Nov 2011, 5:00 am by Gregory Dell
Our law firm has litigated hundreds of cases of Unum Provident nationwide; however this case was not handled by our law firm. [read post]
28 Nov 2011, 4:03 am by Russell Cawyer
  Social Media Policy providing employees with proper guidance on acceptable and unacceptable uses of social media and containing a disclaimer that no provision of the policy is intended to infringe on employees' NLRA Section 7 rights (i.e., to engage in concerted activity for their mutual aid and protection and to collectively bargain). [read post]
15 Feb 2019, 12:30 pm by skelly
[Insurance Journal ] With the entrance of insurtechs in the insurance market, traditional mutual insurers like Providence Mutual must take a new look at customer expectations to improve their own business model. [read post]
24 Aug 2018, 8:00 am by Greg Mersol
California Labor Code Section 512(a) does provide that nonexempt employees should be given a meal period if they work more than five hours, but here’s the rub – that same section provides that if the employee works six hours or less the same day, “the meal period may be waived by mutual consent. [read post]
2 Jun 2019, 9:28 pm by Marco Rossi
The aggregate premiums collected by the insurance company providing such insurance is pooled and invested in varying proportions of debt and equity securities in a similar manner to mutual funds. [read post]
29 Jul 2008, 6:04 pm
Michigan Mutual Insurance Co. . a 12-page opinion, Judge Friedlander writes:Liberty Mutual Insurance Company (Liberty Mutual), as subrogee of Duke Realty Corporation d/b/a Duke-Weeks Realty Services (Duke), appeals the grant of summary judgment in favor of Michigan Mutual Insurance Company (Michigan Mutual) in a declaratory judgment action regarding Michigan Mutual's duty to defend and indemnify Duke under a commercial general liability… [read post]
5 Mar 2014, 6:33 am by Geoffrey Rapp
Court of Appeals for the First Circuit that embraced a narrow vision of the protection provided by SOX. [read post]
22 Nov 2010, 10:05 am by Kara OBrien
The policy should provide that supervised persons of the investment adviser or the mutual funds should not use the e-mail function on any social media site when communicating information that would be required to be retained under securities laws. [read post]
22 Nov 2013, 8:22 am by Michael Froomkin
Moran, Chairman, President and CEO, Mutual of America. [read post]