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28 Nov 2023, 7:44 am
Laidlaw Reps and Firm agree to pay $1 Million for Allegedly Churning Client Accounts According to the SEC on November 20, 2023, the agency settled charges with Laidlaw & Co and two of its reps for allegedly churning client accounts. [read post]
21 Mar 2023, 7:31 am
iCap Equity: Letter to Investors According to a letter to investors on March 20, 2023, iCap Equity LLC will no longer be able to make monthly interest payments to its shareholders blaming the “monumental challenges” for the real estate capital markets due to rising interest rates and inflation. [read post]
23 Feb 2012, 8:58 pm
Thirteen of the top 20 law firms in the U.S. maintain blogs. [read post]
20 May 2008, 9:00 pm
The MicroFinance Exchange announced yesterday (20 May 2008) the availability for subscription of the first social enterprise to seek capital through the Exchange. [read post]
2 Oct 2012, 10:41 am
SB 1513 expands the investment options available to the State Compensation Insurance Fund. [read post]
15 May 2016, 12:54 pm
For example, about three-quarters of participants in their 20s had more than 80 percent of their 401(k) plan accounts invested in equities at year-end 2014, up from less than half of participants in their 20s at year-end 2007. [read post]
25 Apr 2011, 6:32 am
The first lawsuit was filed in New York on Oct. 20, 2009. [read post]
8 Nov 2015, 9:30 am
In Friday’s Federal Register, the FCC published a summary of the Commission’s Notice of Proposed Rulemaking looking to revise its policies regarding the ownership of broadcast stations by non-US citizens setting the date for comments on its proposal of December 21, with Reply Comments being due by January 20. [read post]
22 Nov 2019, 11:25 am
If you are concerned about investments you made with NYLife the securities attorneys at The White Law Group may be able to help. [read post]
25 Jun 2010, 4:09 am
In the early morning hours of June 25, House and Senate conferees completed action on financial regulatory reform legislation (H.R. 4173) by approving a final conference report by a vote of 20-11 among House conferees and a vote of 7-5 among Senate conferees. [read post]
20 Mar 2015, 11:17 am
BNYM customers use foreign exchange (“FX”) services when buying or selling foreign securities or converting foreign investment income to U.S. dollars. [read post]
8 Jan 2007, 10:30 pm
In announcing plans for Starwood Capital to invest a half billion in India alone, Barry Sternlicht says that there is so much demand that he is targeting an average annual return of 20% on investments in India! [read post]
8 Jan 2007, 10:30 pm
In announcing plans for Starwood Capital to invest a half billion in India alone, Barry Sternlicht says that there is so much demand that he is targeting an average annual return of 20% on investments in India! [read post]
22 Jul 2011, 9:00 am
With apologies to the childhood saying, investors who own shares in Apple Real Estate Investment Trusts are finding out their investments may be worth far less than they ever imagined. [read post]
21 Nov 2011, 2:23 am
Sept. 20, 2011), the Delaware Supreme Court addressed questions concerning the life settlements industry. [read post]
20 May 2008, 5:53 pm
Otherwise, you may find yourself overlooking a water-parched rabbit patch, which will do precious little to protect your investment. [read post]
20 Jun 2008, 9:50 pm
The surprise decision upholds a unanimous decision last month by five Quebec Court of Appeal judges, in which the court overturned a Quebec Superior Court ruling that had endorsed the BCE takeover and dismissed the objections of Bell bondholders concerned the deal would harm the value of their investment. [read post]
24 May 2018, 6:00 am
Currently, the U.S. tax code only allows businesses to recover an average of 67.7 percent of a capital investment (e.g., an investment in buildings, machinery, intangibles, etc.). [read post]
11 Jun 2020, 9:32 am
Instead of actually investing the millions she was given, Smith allegedly diverted the money for personal use and to pay out millions of dollars to other investors. [read post]
19 May 2011, 11:41 am
The ABA's Ethics 20/20 Commission is circulating a paper on the subject and is soliciting comments. [read post]
