Search for: "E* Trade Securities LLC"
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8 Dec 2017, 8:13 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
7 Dec 2017, 10:22 pm
The SEC Complaint alleges that because the customers incurred significant costs with every transaction and the securities traded were held for short periods of time, the price of the securities had to rise significantly in order to realize even a minimal profit. [read post]
5 Dec 2017, 9:46 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Dec 2017, 7:50 am
The Financial Industry Regulatory Authority (FINRA) ordered Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) to pay more than $3.4 million in restitution to customers for unsuitable recommendations of volatility-linked exchange-traded products (ETPs) and supervisory failures concerning the sales of these products. [read post]
2 Dec 2017, 12:00 am
Again, you’ll have great security over that, but what you trade off is a penalty for liquidity. [read post]
28 Nov 2017, 6:38 am
Previous registrations include Global Strategic Investments, LLC (09/2011 – 07/2013), Statetrust Investments Inc. (08/2009 – 08/2011), Allstate Financial Services, LLC (04/2008 – 08/2009), Wachovia Securities, LLC (10/2000 – 08/2006), First Union Brokerage Services, Inc. (02/2000 – 10/2000), Citicorp Investment Services (03/1996 – 07/1999), Waterhouse Securities, Inc. (06/1995 – 03/1996), GKN Securities… [read post]
27 Nov 2017, 11:12 am
One potential risk is exchange traded funds, or ETFs. [read post]
25 Nov 2017, 4:43 am
Federal Court Orders California Residents Joseph Dufresne, Megan Renkow, and Their Companies to Pay More than $4.9 Million in Restitution and a Monetary Penalty for Fraud in Connection with Offering and Selling Futures Trading Strategies and Systems (CFTC Press Release pr7651-17) http://www.cftc.gov/PressRoom/PressReleases/pr7651-17The CFTC obtained a Consent Order in the United States District Court for the Central District of California against Defendants Joseph… [read post]
19 Nov 2017, 5:45 am
A court in the Northern District of California in Google LLC v. [read post]
19 Nov 2017, 4:52 am
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
17 Nov 2017, 7:27 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Nov 2017, 5:43 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Nov 2017, 6:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Nov 2017, 3:27 am
In September, cryptocurrency trading posted a record $11 billion in trading volume according to Crypto coin News, an industry tracking website. [read post]
13 Nov 2017, 1:14 pm
The findings also stated that the firm allegedly failed to execute customer orders in OTC securities after it traded each subject security for its own marketmaking account at a price that would have satisfied each customer’s limit order. [read post]
11 Nov 2017, 9:05 am
Rehak is currently registered with LPL Financial LLC (LPL Financial). [read post]
11 Nov 2017, 9:04 am
From December 2008 until December 2012 Giacalone was associated with Obsidian Financial Group, LLC. [read post]
8 Nov 2017, 1:05 pm
This stalking-horse purchase agreement appears to have the support of the Debtors and secured lenders. [read post]
8 Nov 2017, 1:05 pm
This stalking-horse purchase agreement appears to have the support of the Debtors and secured lenders. [read post]
8 Nov 2017, 7:23 am
” Currently shares of ATEL 16 LLC are listed on Central Trade and Transfer, a secondary market for private placements, for just $6.75/share. [read post]
