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1 Feb 2012, 11:52 pm
?? [read post]
30 Jan 2012, 8:38 am
In a January 4, 2012 Opinion and Order, Magistrate Judge Robinson stated that she would grant the motion, and issued the Show Cause Order on January 5, 2012, as discussed here. [read post]
30 Jan 2012, 3:00 am
Driscoll granted Frank's motion for summary judgment dissolving the Partnership, but not under Partnership Law §63 as requested. [read post]
28 Jan 2012, 9:56 am
Since then, there have been significant changes in the regulatory framework for investment advisers with the passage of the Dodd-Frank Act and SEC rules implementing Dodd-Frank. [read post]
27 Jan 2012, 8:45 am
This post was written by Lawrence Demase, Douglas Everette, Robert Frank, Arnold Grant, Todd Maiden, Jennifer Smokelin, Robert Vilter and David Wagner. [read post]
27 Jan 2012, 3:12 am
The SEC Staff repeatedly has noted that Dodd-Frank grants the SEC fairly narrow latitude to veer from what Section 952(b) dictates, so I'm not sure how successful this letter will be. [read post]
24 Jan 2012, 2:23 pm
Granted authority under the Dodd-Frank Wall Street Reform and Consumer Act to provide financial rewards to whistleblowers, the SEC has received multiple tips about fraud since the new rules were implemented. [read post]
20 Jan 2012, 7:54 am
Farouk (Frank) Alattar, No. 10-0592. [read post]
19 Jan 2012, 5:00 am
Coleman** 70,001 199,999 0 0 270,000 Frank E. [read post]
18 Jan 2012, 12:00 am
First, it would repeal both the Affordable Care Act and the Dodd-Frank Act, restoring the statutes amended by those act to their pre-amendment versions. [read post]
17 Jan 2012, 1:34 pm
The Final Rule and the Notice and Order released on January 11, 2012, are just a portion of a comprehensive new regulatory framework for swaps and security-based swaps under the Dodd-Frank Act. [read post]
17 Jan 2012, 9:04 am
CFPB is unique in that Congress granted the bureau the authority to expand firms under its supervision by regulation. [read post]
16 Jan 2012, 10:05 pm
S&P's granting of triple AAA ratings to companies and investment vehicles that turned into junk ratings caused $2 trillion in losses to everyone that relied on them-basically, everyone. [read post]
15 Jan 2012, 10:46 am
The requested exemptive relief would thus facilitate the achievement of the systemic risk reduction goal of the Dodd-Frank Act. [read post]
14 Jan 2012, 7:23 am
The recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act1 (Dodd-Frank) breaks from some conventional patterns in granting potential bounty awards and creating employment protection against retaliation for those who “blow the whistle” in matters involving securities, commodities and futures, and consumer financial products. [read post]
13 Jan 2012, 12:53 pm
.), Bob Frank (Philadelphia), Arnold Grant (Chicago), Todd Maiden (San Francisco), Jennifer Smokelin (Pittsburgh), Robert Vilter (New York), and David Wagner (Pittsburgh). [read post]
12 Jan 2012, 1:39 pm
Barbour granted this week on his way out of office. [read post]
11 Jan 2012, 1:10 pm
So, on those few occasions when recent Congresses have granted new rights to consumers, Congress often has explicitly carved them out of the FAA. [read post]
11 Jan 2012, 6:36 am
While the Dodd-Frank Act grants the CFPB authority to supervise nonbank mortgage companies, private education lenders, and payday lenders, regardless of size, the CFPB can generally only supervise entities in other markets for consumer financial products or services if the entity is deemed to be a “larger participant” of such market. [read post]
10 Jan 2012, 8:17 am
Law Lessons from FRANK A. [read post]