Search for: "In Re Securities and Exchange Commission"
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24 Jan 2009, 5:10 am
The Wall Street Journal is reporting that the Securities and Exchange Commission has launched an investigation of Duke Trustees chairman Bob Steel.Over the summer, struggling Wachovia Bank had named Steel as its CEO--preposterously citing his ability to lead institutions in a "time of turmoil" as a criterion for the selection. [read post]
12 Jan 2009, 7:55 am
The staff of the Securities and Exchange Commission has ruled that SunTrust Banks may omit a labor proposal that seeks stricter executive pay limits than imposed by the federal Troubled Asset Relief Program (TARP). [read post]
6 Jan 2009, 6:17 am
The Securities and Exchange Commission approved requiring public companies to release interactive versions of their financial data. [read post]
2 Jan 2009, 4:57 am
Past Security Checks2. [read post]
23 Dec 2008, 4:58 pm
The United States Securities and Exchange Commission announced that on December 18, 2008, the Honorable Judge Louis L. [read post]
23 Dec 2008, 4:58 pm
The United States Securities and Exchange Commission announced that on December 18, 2008, the Honorable Judge Louis L. [read post]
22 Dec 2008, 3:00 pm
As President-elect Barack Obama said today, agencies like the Securities and Exchange Commission were "asleep at the switch" while people like Bernard Madoff apparently made off with billions of dollars. [read post]
22 Dec 2008, 3:00 pm
As President-elect Barack Obama said today, agencies like the Securities and Exchange Commission were "asleep at the switch" while people like Bernard Madoff apparently made off with billions of dollars. [read post]
22 Dec 2008, 8:22 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKEmployment
Foreign Exchange Trader's Fraudulent Inducement Claim Against JP Morgan Chase Bank Dismissed
Herzfeld v. [read post]
18 Dec 2008, 4:41 pm
While I'm multi-tasking, here are a few things I'm thinking about today:Maybe a Mary Schapiro can whip the Securities and Exchange Commission into shape. [read post]
17 Dec 2008, 4:48 pm
Christopher Cox, a Republican United States representative from Orange County, Calif., and a Republican, was sworn in as the 28th chairman of the Securities and Exchange Commission in August 2005. [read post]
16 Dec 2008, 5:07 pm
According to the complaints filed against him, clients recently asked to withdraw $7 billion from the firm and he had to come up with the cash, according to complaints filed against him by the Securities and Exchange Commission and the US attorney's office in Manhattan. [read post]
16 Dec 2008, 2:08 pm
Ferguson was convicted in February of conspiracy, securities fraud, mail fraud and making false statements to the Securities and Exchange Commission. [read post]
15 Dec 2008, 6:55 pm
Even though I worked at the Securities and Exchange Commission for a number of years, trying to explain things like derivatives was never my strong suit. [read post]
15 Dec 2008, 11:48 am
Bromley was part of a team from the firm that advised the Securities & Exchange Commission and Federal Reserve Bank of New York during the collapse of Lehman Brothers.KB ToysThe economy must be in bad shape if a toy company is having trouble staying in business. [read post]
15 Dec 2008, 5:08 am
Securities and Exchange Commission in 1999. [read post]
11 Dec 2008, 5:41 pm
"With respect to new litigation," says litigation partner Keith Miller, a former Securities and Exchange Commission lawyer, "there's not a lot. [read post]
11 Dec 2008, 7:48 am
Declarations filed by the Securities and Exchange Commission in connection with its civil case against Dreier also indicated that some firm attorneys were concerned that escrow accounts, which Dreier controlled, had been depleted. [read post]
10 Dec 2008, 12:54 am
"Minkow said that Peterson knowingly "lied" in a Microsemi press release, when Peterson "categorically" denied Minkow's background report last week that he falsified his academic credentials in reports filed with the Securities and Exchange Commission. [read post]
4 Dec 2008, 10:00 pm
In an 8-K report filed with the Securities and Exchange Commission, STEC disclosed:On December 4, 2008, STEC, Inc. [read post]
