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23 Jun 2014, 9:56 am by Katherine Bourdon
  Rob Hall, Acting Director, Office of Railroad, Pipeline and Hazardous Materials at the NTSB, then spoke crude by rail accidents and the differences and similarities between crude by rail derailments and derailments of other hazardous materials like chlorine. [read post]
24 Sep 2014, 9:27 am by Larry
Appendagez, Inc., 560 F. [read post]
26 Oct 2008, 5:58 am
In Overstock.com's responses to SEC inquiries, the company claimed that its revenue accounting error was not material. [read post]
25 Oct 2017, 3:52 pm by Kevin LaCroix
Guidance provided by the SEC on Item 303 clarifies that disclosure is necessary where a “trend, demand, commitment, event or uncertainty is both presently known to management and reasonably likely to have material effects on the registrant’s financial conditions or results of operations. [read post]
2 Feb 2021, 2:22 pm by Kevin LaCroix
In the latest sign that COVID-19 related securities litigation is on track to continue into 2021, a plaintiff shareholder has filed a securities class action lawsuit against Tyson Foods, Inc. relating to the company’s disclosures and actions in its facilities pertaining to the coronavirus outbreak. [read post]
25 Oct 2017, 3:52 pm by Kevin LaCroix
Guidance provided by the SEC on Item 303 clarifies that disclosure is necessary where a “trend, demand, commitment, event or uncertainty is both presently known to management and reasonably likely to have material effects on the registrant’s financial conditions or results of operations. [read post]
12 Sep 2014, 7:00 am by Charles Shih
In August 2014, the Federal Trade Commission (“FTC”) approved final orders resolving its actions against Fandango, LLC (“Fandango”) and Credit Karma, Inc. [read post]
10 Nov 2011, 2:11 pm
The manager allocated more capital to risky instruments betting that housing would recover. [read post]
Last month, the Federal Trade Commission (“FTC”) announced its enforcement action against telehealth firm, Cerebral, Inc. [read post]
10 Apr 2017, 6:43 am by Jordan Brunner
Please submit these materials AS ONE PDF via email to nsd.ovt@usdoj.gov. [read post]
3 Apr 2017, 8:54 am by Jordan Brunner
Please submit these materials AS ONE PDF via email to nsd.ovt@usdoj.gov. [read post]
31 Mar 2012, 8:17 pm
Patricia Collantes was fined $8,000 and suspended from association with any FINRA member in any principal capacity in relation to findings that while acting as Operating Manager at Citigroup Global Markets Inc. in Palo Alto, California, Ms. [read post]
14 Jan 2009, 12:02 pm
See Citywide Managing Servs. of Port Washington, Inc., B-281287.12, B-281287.13, Nov. 15, 2000, 2001 CPD para. 6 at 10-11. [read post]
31 Jul 2008, 11:02 pm
The company said it was partnering with BitTorrent Inc. of San Francisco to develop a neutral traffic-management protocol that singles out bandwidth hogs regardless of application. [read post]