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7 Jul 2014, 4:18 am
Franks, 134 S.Ct. 2369 (2014). [read post]
25 Apr 2013, 2:15 am
In his complaint, a copy of which can be found here, Nordgaard sought to recover damages for retaliation under the Dodd-Frank Act. [read post]
8 Jun 2011, 9:24 am
Naveja Chicago Partners John Ropiequet and Chris Naveja published the article entitled “The Dodd-Frank Act Changes the Consumer Finance Landscape,” which appears in the current issue of the Consumer Finance Law Quarterly Report. [read post]
20 Jul 2010, 2:10 pm
It is expected that within a few days President Obama will sign the Dodd-Frank Wall Street Reform Act (link to very long PDF). [read post]
7 Jul 2011, 5:28 pm
As directed by Section 939A of the Dodd-Frank Act, regulations under the federal tax code were amended to remove any reference to, or requirement of reliance on, credit ratings and to substitute a standard of creditworthiness. [read post]
13 Dec 2010, 4:01 am
Defendant fails in his Franks burden where the court can conclude that the part of the affidavit that offends him was “hastily included” in the affidavit and was not intentional or even reckless. [read post]
19 Apr 2012, 10:24 am
Frank E. [read post]
15 Mar 2012, 1:05 pm
Frank Sperduti, Senior Partner at BLG LLP, sheds some light on next steps. [read post]
28 Jul 2010, 11:05 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act just signed into law by President Obama, H.R. 4173, 111th Cong. (2010) (“Dodd-Frank”), creates new statutory rights and incentives for whistleblowers and also expands already existing rights, such as under the Sarbanes-Oxley Act (“SOX”). [read post]
29 Nov 2021, 6:38 am
Pix Credit HERE Frank S. [read post]
6 Jul 2010, 6:44 am
On the podcast this week, Eric Frank, co-founder and president of Flat World Knowledge, the leading publisher of commercial, openly licensed college textbooks, discusses the company and its business model, which he compares to that of Red Hat. [read post]
9 Feb 2012, 2:00 am
Nonetheless, federal regulators are working diligently to implement the Dodd-Frank Act’s mandates, and hedge funds and other private funds should begin preparing to comply with the new Dodd-Frank Act requirements now. [read post]
11 Aug 2015, 12:16 pm
Chair Mary Jo White’s remarks on August 5, 2015 highlighted the SEC’s continuing implementation of the Dodd-Frank Act. [read post]
9 Sep 2010, 8:20 pm
As I posted earlier, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") amended the definition of an accredited investor to exclude the value of the person’s primary residence from the calculation of net worth. [read post]
15 Jan 2015, 8:41 pm
“The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) today made available the public portions of resolution plans for firms with generally less than $100 billion in qualifying nonbank assets, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
23 Feb 2011, 9:31 am
I'll be giving the Regulatory Keynote Address on "Will Dodd-Frank Reduce Systemic Risk? [read post]
20 Jul 2015, 2:14 pm
The Standards apply to all entities regulated by any one of the federal agencies subject to Dodd-Frank. [read post]
1 Feb 2012, 4:28 am
Frank makes sense, but his counterintuitive message will be hard to absorb. [read post]
31 Dec 2015, 10:43 am
(“Whistleblowers, SEC Are Winners in Ruling,” The Wall Street Journal, 9.11.15, Business News; B4)The Dodd-Frank Wall Street Reform and Consumer Protection Act, better known as Dodd-Frank, is an outgrowth of the 2008 Great Recession. [read post]
