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21 Jan 2016, 7:41 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Jan 2010, 12:44 pm
The truth is that state securities officiers have been at the forefront of virtually every major enforcement initiative over the past twenty years while FINRA is routinely a “Johnny come lately” to such actions. [read post]
26 Mar 2019, 5:00 am
We may suppose that the normal appeals to the political majority have already been made in good faith and that they have failed. [read post]
23 Jan 2023, 9:44 am
The provisions impacting retirement plans are included in a separate section of CAA 2023 referred to as the SECURE 2.0 Act of 2022 (SECURE 2.0 or the Act), which in many ways builds upon the first SECURE Act passed in 2019 (SECURE 1.0). [read post]
10 Apr 2012, 11:07 am
The issuer is a Canada Business Corporations Act company whose shares are publicly traded on the NASDAQ alone, and its principal place of business – where the majority of its manufacturing operations and executives are situate – is in China. [read post]
1 Feb 2011, 8:40 am
In cases with three arbitrators, the arbitration panels have been comprised of two public arbitrators and one arbitrator with a nexus or connection to the securities industry. [read post]
27 Jun 2023, 5:01 pm
On June 15, United States Trade Representative Katherine Tai delivered a major trade policy speech advocating for the development of “resilient supply chains” to promote greater national” and economic security. [read post]
20 Jan 2012, 11:26 am
The freeze in the auction rate securities market caused major problems for investors and brokerage firms alike. [read post]
11 Sep 2012, 1:36 am
Indeed, it is aware that “detailed disclosures could compromise cyber-security efforts — for example, by providing a ‘roadmap’ for those who seek to infiltrate a registrant’s network security — and we emphasize that disclosures of that nature are not required under the federal securities laws”. [read post]
7 Dec 2020, 2:23 pm
A recent guest post on this site opined that because of the volume of Section 11 litigation being filed in New York state court, New York’s courts “will have a major role in shaping the standards applied in Securities Act litigation going forward. [read post]
27 Jun 2018, 6:46 am
The post Data Breaches Prove Costly for Major Businesses appeared first on Searcy Mass Tort. [read post]
27 Jun 2018, 6:46 am
The post Data Breaches Prove Costly for Major Businesses appeared first on Searcy Mass Tort. [read post]
23 Apr 2019, 1:56 pm
According to the article, GPB Capital Holdings is the majority owner of Prime Automotive Group, which is the 11th-largest dealership group in the country. [read post]
1 Aug 2022, 5:10 pm
During estate administration, a major responsibility of a personal representative is to identify, secure, and inventory estate assets. [read post]
25 Oct 2015, 3:38 pm
National Security Agency (NSA) released a major policy statement on the need for post-quantum cryptography (PQC). [read post]
29 Sep 2016, 12:28 am
The Court decided by majority that the applicant’s right to respect for family life, which is guaranteed under Art 20 of the Constitution, was violated. [read post]
11 Dec 2006, 3:35 pm
Silvestre Reyes of Texas: When asked by CQ National Security Editor Jeff Stein whether al Qaeda is one or the other of the two major branches of Islam -- Sunni or Shiite -- Reyes answered "they are probably both," then ventured "Predominantly -- probably Shiite. [read post]
20 Apr 2017, 8:56 am
The update highlights the content of the European Securities and Markets Authority’s final report published in March 2017, containing the majority of the final draft regulatory technical standards and implementing technical standards required under BMR. [read post]
30 Nov 2017, 8:44 am
Not even the NSA is capable of completely warding off security breaches. [read post]
16 Aug 2010, 9:15 am
In the end, Congress believes that the SEC has sufficient authority to define the contours of the rules in such a way as to remove the vast majority of conflicts of interest from these transactions, while also protecting the healthy functioning of the capital markets. [read post]
