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6 Dec 2013, 12:59 pm
Lead underwriter for the deal is Bank of America Merrill Lynch, with JP Morgan, Goldman and RBC Capital as co-senior underwriters. [read post]
9 Dec 2013, 8:29 am
We expect to see that "fee" applied to all accounts by 2015.Watch for a similar announcement from Wells, Merrill and UBS.For more detail see Morgan Stanley Raises the Bar with 2014 Comp Plan ---The attorneys at Sallah Astarita & Cox include veteran securities litigators, former SEC Enforcement Attorneys and brokerage firm attorneys. [read post]
30 Apr 2015, 6:26 am
In the order, the SEC noted that the whistleblower applied for an award in cases against Citigroup, Merrill Lynch, Navistar International, Wells Fargo Securities, and Morgan Stanley Investment Management.To qualify for an award, a whistleblower must voluntarily provide the Commission with original information that leads to the successful enforcement of a covered judicial or administrative action. [read post]
21 Oct 2008, 8:19 am
For example, you may remember how Merrill, after announcing stunning losses, said Stan O’Neal had suddenly decided to take his $161 million and “retire. [read post]
31 Mar 2018, 7:17 pm
ICYMI: Trials (Martha Merrill Umphrey, ed., Taylor and Francis, 2017).This volume gathers a collection of the most seminal essays written by leading experts in the fields of law, and cultural studies, which address the cultural dimension of trials. [read post]
17 Aug 2018, 6:27 pm
Yale University 2160 Constitutional Law, Legislation 67 7 Akhil Amar Yale University 1600 Constitutional Law 60 8 Thomas Merrill Columbia University 1595 Administrative, Constitutional, and Property Law 69 9 Mark Tushnet Harvard University 1590 Constitutional Law, Legal History 72 10 Jack M. [read post]
25 Oct 2013, 2:51 am
(pages 980–982)Martha Merrill Umphrey Marginal Workers: How Legal Fault Lines Divide Workers and Leave Them without Protection. [read post]
9 Apr 2015, 3:49 pm
EFF, Tony Arcieri, Justin Culbertson, Whitney Merrill, and Peter Teoh are excited to announce that we’ll be bringing the Crypto & Privacy Village to the Tribeca Film Festival. [read post]
11 Nov 2015, 10:18 am
Brokers complained, and since firms like Merrill Lynch, Morgan Stanley and UBS do not impose such caps. [read post]
6 Sep 2013, 9:00 am
This week in Suits by Suits: Merrill Lynch reportedly reached a $160 million settlement in a class action discrimination lawsuit brought by former employees alleging that the brokerage firm systematically steered its African-American financial advisors away from the highest-earning clients and portfolios, resulting in systematic disparate application of the firm’s facially neutral “pay-for-production” compensation schedule. [read post]
27 Oct 2016, 9:36 am
” The SEC has brought several recent enforcement actions against companies (KBR, Merrill Lynch, Anheuser-Busch, Health Net, BlueLinx) that violated the rule because confidentiality or severance agreements included language that would impede current and former employees from communicating with the SEC about possible securities law violations. [read post]
4 Mar 2014, 2:02 pm
The judge overseeing the case rejected the prior proposals and may do the same again since the new deal grants UBS and Merrill Lynch a release from liability for the events surrounding a billion dollar deal. [read post]
10 May 2012, 3:58 pm
Merrill and the ACLU filed a legal challenge under the name “John Doe,” since they weren’t allowed to identify Merrill or the name of his ISP. [read post]
16 Sep 2009, 7:37 am
In truth, they were aware of, and had already approved $5.8 billion in bonuses for Merrill's executives. [read post]
17 Feb 2011, 9:52 am
As it turned out, what Merrill really needed was a board that knew how to manage financial risk. [read post]
15 Jun 2008, 8:25 pm
BOBS-MERRILL v. [read post]
2 Jun 2016, 11:27 am
Hat tip to Merrill Hirsch at Troutman Sanders, LLP for alerting Disputing to this interesting lawsuit! [read post]
22 Feb 2010, 9:23 am
Securities and Exchange Commission - Merrill Lynch - Financial Services [read post]
31 Jan 2017, 12:06 pm
.; Merrill Lynch, Pierce, Fenner & Smith Inc., Sussex Securities Incorporated; Lehman Brothers Incorporated. [read post]
16 Dec 2011, 9:58 am
” The free podcast is available for download at http://infolawgroup.com/files/ACESocialMediaRisks.mp3 or through ACE at http://traffic.libsyn.com/lubetkin/ACESocialMediaRisks.mp3 The white paper was co-authored by Toby Merrill, VP, ACE Professional Risk, Kenneth Latham, VP, ACE Professional Risk, InfoLawGroup Partner David Navetta, Esq., CIPP, and InfoLawGroup Senior Counsel, Richard Santalesa, Esq. [read post]
