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26 Jan 2011, 7:47 am
The SEC says Merrill’s equity strategy traders had access to institutional customer orders and used that access to place trades on Merrill’s behalf after the customer trades were made. [read post]
26 Jan 2011, 7:06 am
Category: Recent Decisions;Contract Law Opinions Body: Below are yesterday's contract law Appellate Court opinions: AC30972 - Merrill v. [read post]
26 Jan 2011, 5:39 am
Harris Named Managing Director for Stroz Friedberg’s Dallas Office - http://yhoo.it/haneAn (PR Newswire) D4 Added as New E-Discovery Partner of USLAW NETWORK – http://tinyurl.com/4ahdlla (PR) DTI Promotes EED Senior Consultant Jeffrey Jacobs to Associate General Counsel - http://tinyurl.com/4tqfn7o (PRLog) EntropySoft signs OEM agreement for Additional Connectivity for eDiscovery Platform - http://bit.ly/e24F5T (PR Log) Experts From Integreon to Speak at LegalTech New York –… [read post]
26 Jan 2011, 2:46 am
One more in a stream of "trickle" fine stories? [read post]
25 Jan 2011, 8:36 pm
.' Trust for Certificate of Holder of the Merrill Lynch Mortgage Investors, Inc. v. [read post]
25 Jan 2011, 2:38 pm
Since the horrific fall and winter of 2008-2009, the banking industry has made a lot of changes to the way it handles proprietary trading -- trades made on its own behalf. [read post]
25 Jan 2011, 1:52 pm
Merrill Lynch, Pierce, Fenner & Smith Inc. agreed to pay a $10 million fine to settle Securities and Exchange Commission charges that the company misused customer information and charged undisclosed trading fees. [read post]
25 Jan 2011, 1:09 pm
Over the weekend, WNYC's On the Media (OTM) featured an interview with ACLU client Nick Merrill, who challenged the National Security Letter he received six years ago in 2004. [read post]
25 Jan 2011, 12:38 pm
The Illinois Department of Insurance wrote to each funeral home that was determined to have a claim in the $18,000,000 Fund established by Merrill Lynch for IFDA master trust participants. [read post]
25 Jan 2011, 12:31 pm
To settle the SEC's charges, Merrill has agreed to pay... [read post]
25 Jan 2011, 9:46 am
Regulators say Merrill Lynch proprietary traders received tips from colleagues about confidential customer trade orders and then placed trades on Merrill's behalf. [read post]
24 Jan 2011, 12:15 pm
At the center of the Illinois storm is the IFDA, Merrill Lynch and the Illinois Comptroller’s Office. [read post]
23 Jan 2011, 2:57 pm
We effectively train new hires to seasoned executives; startups and small businesses to established firms and charities including Mattel, Fisher-Price, Greenberg Glusker, RNC Genter, Enright Premier Wealth Advisors, SAK, the Arthritis Foundation, the Pancreatic Cancer Action Network, Bench International, Hall & Partners, NACVA (National Association of Certified Valuation Analysts), Barker Realty, Merrill Lynch and TD Ameritrade. [read post]
23 Jan 2011, 8:00 am
RE-POSTED FOR YOUR CONVENIENCE: Understanding MARS The FTC’S Final Rule for Mortgage Assistance Relief Providers NEW DATE/TIME: TUESDAY, JANUARY 25th, 2011 TIME: 9:30 AM to 11:30 AM (Including time for Q&A.) [read post]
22 Jan 2011, 10:54 am
Under the terms of the settlement, Bank of America, which owns Merrill Lynch, will pay $4.25 million. [read post]
20 Jan 2011, 4:17 pm
., now part of JPMorgan, and another partner, George Bilicic, went to Merrill Lynch & Co. [read post]
20 Jan 2011, 2:00 pm
A Bank of America Merrill Lynch One Bryant Park, 2nd Floor New York City Purchase Your Ticket Today! [read post]
20 Jan 2011, 11:00 am
The past year offered an interesting mix of positive and negative news as investors around the world eagerly anticipated signs of economic recovery and financial stabilization. [read post]
19 Jan 2011, 12:35 am
Merrill Lynch Intl., NY Slip Op 00036 (1st Dept. 2011) Tomorrow’s issue: Motion practice. [read post]
15 Jan 2011, 11:10 am
Merrill Lynch, Pierce, Fenner & Smith, Inc. (1979). [read post]
