Search for: "National Securities Clearing Corporation"
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13 Jul 2012, 1:41 pm
With the bankruptcies starting to pile up, our message to American taxpayers is clear: There will be No More Solyndras. [read post]
13 Jul 2012, 6:43 am
The bill would criminalize lies about military service that are made to secure tangible benefits or personal gain. [read post]
13 Jul 2012, 4:07 am
SEC Votes to Strengthen Trading Audit Trail Yesterday, in a 3-2 vote, the SEC adopted a rule that directs the national securities exchanges and FINRA to establish a market-wide consolidated audit trail that will significantly enhance regulators' ability to monitor and analyze trading activity. [read post]
12 Jul 2012, 10:46 am
Given that there existed analogous procedures in Canadian commercial litigation legislation[8], a recognition order would facilitate active participation of the parties involving a statutory procedure necessarily reaching across national boundaries.[9] Justice Goudge further held that reciprocity was also served through the Canada Business Corporations Act and the Ontario Business Corporations Act, which provide court procedures for the approval of… [read post]
10 Jul 2012, 2:23 pm
Tired of hearing about the National Labor Relations Board? [read post]
9 Jul 2012, 8:37 pm
Wardriving is extremely important for the state of wireless security, as it shows how many unprotected WLANs are out there and is therefore directly influencing wireless security awareness. [read post]
9 Jul 2012, 6:15 am
(As the Journal reminded us, "In August 2007, Congress revised national-security surveillance statutes to allow the government to wiretap electronic communications without a warrant as long as one party is overseas. [read post]
8 Jul 2012, 6:14 pm
"With regard to the new crowdfunding exemption established under Title III, NASAA observed that Section 304 of the JOBS Act requires a funding portal that is not a registered broker or dealer to maintain membership in a national securities association. [read post]
7 Jul 2012, 1:41 am
"'This is not to say, however, that a motion to amend should be employed to introduce evidence that was available at trial but was not proffered, to relitigate old issues, to advance new theories, or to secure a rehearing on the merits.'" Pollack, 1990 WL 194282 at *1 (quoting Fontenot v. [read post]
6 Jul 2012, 9:17 am
Maple Group (whose investors are Alberta Investment Management Corporation, Caisse de dépôt et placement du Québec, Canada Pension Plan Investment Board, CIBC World Markets Inc., Desjardins Financial Group, Dundee Capital Markets Inc., Fonds de solidarité des travailleurs du Québec (F.T.Q.), National Bank Financial & Co. [read post]
6 Jul 2012, 9:01 am
First, let me be clear – there is virtually no dispute that cyber vulnerabilities are real. [read post]
6 Jul 2012, 5:00 am
Good corporate leaders need transparency and information to make their decisions. [read post]
28 Jun 2012, 9:42 am
Whether a traditional broker or fee only advisor, the financial professional works for, or at least purchases securities through, a corporation called a broker-dealer. [read post]
26 Jun 2012, 7:00 am
Any sophisticated hacker that would attack a semi-large or multi-national corporation isn't going to be hacking from their Dell PC at home, sitting behind a poorly secured Linksys router. [read post]
26 Jun 2012, 6:14 am
The decision made clear that political speech doesn't lose its First Amendment protection if its source is a corporation, Marcia explained, adding, "And nobody could seriously doubt that that applies to Montana. [read post]
20 Jun 2012, 12:38 pm
I certainly believe that our judiciary should reflect better the changing mores of our times and the constituent peoples of our nation. [read post]
18 Jun 2012, 11:47 am
Copyright 2012 by The Bureau of National Affairs, Inc. (800-372-1033) NEW TOP-LEVEL DOMAINS The Internet Corporation for Assigned Names and Numbers will post June 13 a list of over 1,900 applications for new generic top-level domain names, following years of debate and months of delays. [read post]
18 Jun 2012, 9:05 am
Right now some European states (like Germany) are providing large amounts of capital to other European states (like Greece and Spain) – all this against a backdrop of the Greeks going to the polls and quite possibly repudiating the commitments made by the former government that secured the money in the first place. [read post]
15 Jun 2012, 10:44 am
Investment contracts raise additional questions under corporate/partnership, tax and securities laws. [read post]
15 Jun 2012, 3:30 am
-based Corrections Corporation of America, one of the nation's largest private prison companies. [read post]
