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26 Jan 2019, 6:49 am
The court’s scathing opinion is yet another blow to the Commissions’ efforts to hold traders liable for open-market manipulation based on their inherently flawed, intent-centric theory of liability. [read post]
18 Feb 2017, 11:50 am
She shows a keen understanding of traders and regulators, and conveys the story into a page-turner. [read post]
28 Feb 2012, 7:46 am
Marcus said the rules would only affect the biggest traders. [read post]
21 Dec 2007, 2:21 pm
Exchanges would be required to collect data on trading activity, report large traders to the CFTC, and publish daily price and trading volume data. [read post]
22 Nov 2010, 9:01 am
According to The Wall Street Journal’s story on Nov. 20, the feds have been conducting a three-year investigation into multiple insider trading rings that has uncovered “new ways non-public information is passed to traders through experts tied to specific industries or companies. [read post]
7 Oct 2013, 5:00 am
Now the stock is just hanging around for shady traders and traders who get the wrong ticker symbol. [read post]
5 Feb 2009, 8:45 am
The question is whether star traders, many of whom carry the job title "vice president," or "head of global derivatives," are "executives" or not. [read post]
6 May 2010, 4:28 pm
They won because they manipulate the stock market through its high frequency trading (HFT) programs.Look at this chart, and explain to me why Goldman Sachs traders should not be hanging from stop lights on Wall Street? [read post]
26 Jul 2010, 9:00 am
Trader’s Cocoa Binge Wraps Up Chocolate Market – DealBook Blog – NYTimes.com – No BigLaw angle (yet), but they've started calling trader Anthony Ward "Chocolate Finger," after the Bond villain "Goldfinger. [read post]
26 Aug 2010, 12:00 pm
Related posts:SEC Goes After Potash Insider Traders Quick Shucks – 9/17/09 Quick Shucks – 7/19/10 [read post]
17 May 2009, 9:00 pm
That is what the magician at Trader Joe's would do in front of a jury. [read post]
1 Jun 2022, 6:17 am
Worse yet, the day traders may have lost even more on “leveraged” trades involving borrowed money. [read post]
5 Oct 2011, 7:27 am
Reuters has quoted a leaked draft of the Commission’s proposal as saying that “By gaining access to spot commodity market traders’ systems, competent authorities are also able to monitor real-time data flows. [read post]
14 Dec 2009, 4:00 am
With the top ten sales on "Cyber Monday" being electronic gifts it may be worth reminding ourselves some of the obligations imposed on on-line traders. [read post]
21 May 2012, 2:04 pm
According to press reports, NASDAQ has admitted that it bungled Facebook's offering, and acknowledge that technology problems affected trading in millions of shares.Thus far it is estimated that the losses will be in the tens of millions of dollars for brokerage firms, traders and investors. [read post]
27 Oct 2010, 2:59 am
The recall is isolated to two retailers and to Caffeine Free Original blend only.The affected blend was distribute to a limited number of Costco retail locations in California, and Trader Joe's retail locations in California, Washington, Oregon, Nevada and Pennsylvania, the company said. [read post]
26 Apr 2010, 6:47 pm
Mircea Dologa, MD, CTA 02/05/2010 Why Do Many Traders Lose Money in Forex Trading? [read post]
6 Oct 2011, 8:28 am
(In 1994, “The Space Traders” was made into a TV movie titled “Cosmic Slop. [read post]
6 Jan 2021, 6:26 am
While Additional Solicitor-General Jayant K Sud maintained that there was evidence of cruelty on record to justify confiscation, the Buffalo Traders Welfare Association (BTWA), represented by Sanobar Ali Qureshi, held that the legislation was used as a tool to loot cattle traders, going beyond the original purpose of the act. [read post]
29 Jun 2020, 12:49 pm
(DBSI) that two DBSI traders engaged in spoofing. [read post]
