Search for: "In Re Securities and Exchange Commission"
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13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property) Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]
10 Oct 2008, 1:49 pm
After seven years at the Securities and Exchange Commission, I should have known better. [read post]
7 Oct 2008, 8:49 pm
U.S. investment banks, regulated by the Securities and Exchange Commission, bought piles of toxic waste. [read post]
3 Oct 2008, 7:40 pm
On that bright spring afternoon, the five members of the Securities and Exchange Commission met in a basement hearing room to consider an urgent plea by the big investment banks. [read post]
2 Oct 2008, 7:43 pm
Biden’s re-election campaign as well as for Carper at the grunt level of getting out the vote and dropping literature. [read post]
2 Oct 2008, 1:41 pm
Securities and Exchange Commission's proxy proposal rule allows shareholders to recommend amendments to a company's articles of incorporation. [read post]
1 Oct 2008, 9:10 pm
Morgan Ward Doran, an attorney at the Securities and Exchange Commission in Los Angeles, was one of the voters who's used his paternity leave in the past week to lobby his members of Congress. [read post]
30 Sep 2008, 9:41 pm
Lynch's conclusion that the Grubmans of the world don't deserve more protection than securities issuers from claims under Securities and Exchange Commission Rule 10b-5 and section 10(b) of the Securities Exchange Act of 1934. [read post]
29 Sep 2008, 8:21 pm
On November 28, 2007, the Securities and Exchange Commission voted to adopt an amendment to Rule 14a-8(i)(8), codifying the commission's long-standing interpretation that a company may exclude from its proxy materials shareholder proposals relating to making or opposing a director nomination or to setting up a process that would allow shareholders to conduct an election contest in the future by requiring the company to include director nominations from… [read post]
26 Sep 2008, 2:19 pm
In my lawyer life, I spent seven years at the Securities & Exchange Commission, most of them as an enforcement attorney (no, I didn't get a cool badge or anything).I'm no Alan Greenspan, though I've always been fond of the phrase "naked short selling. [read post]
25 Sep 2008, 3:35 pm
That's partly due, says Bruce Hiler, head of the securities group at Cadwalader Wickersham & Taft and a former associate director of enforcement at the Securities & Exchange Commission (SEC), to the posturing by congressmen looking for a soundbite moment to slam Wall Street.We talked to Hiler about about short sales and the asset-backed securities bailout plan. [read post]
23 Sep 2008, 10:55 pm
" Turning to the lenders, the part of the problem that is within my jurisdiction, I agree with Christopher Cox, the chairman of the Securities and Exchange Commission,who today called for more regulation of the credit derivatives markets. [read post]
22 Sep 2008, 12:02 pm
Securities Class Action Properly Dismissed because Allegations in Class Action Complaint Failed to Meet PSLRA’s Heightened Pleading Requirements Eighth Circuit Holds Plaintiff filed a class action complaint against Hutchinson Technology and six of its officers and directors alleging violations of federal securities law; the class action complaint asserted claims under Section 10(b) of the Securities Exchange Act of 1934 and under Rule 10b-5 of the… [read post]
21 Sep 2008, 5:59 pm
Toner, Chairman of the Federal Election Commission (FEC). [read post]
18 Sep 2008, 4:25 pm
Look, a few years ago, a Republican appointee to the Securities Exchange Commission, Bill Donaldson, ordered hedge funds to simply register with the SEC. [read post]
16 Sep 2008, 5:37 pm
The cost of everything from gas to groceries to health care has gone up, while the dream of a college education for our kids and a secure and dignified retirement for our seniors is slipping away. [read post]
15 Sep 2008, 5:48 pm
After spending over six years as an attorney at the Securities and Exchange Commission in the late '90s and a little beyond, I can tell you that no matter what kind of leash, and no matter how slack that leash was that regulators tried to put on the banking and investment world, lobbyists and corporations won out more often than not. [read post]
11 Sep 2008, 9:38 pm
These provisions respectively will allow the Commission to allocate its funds more efficiently and prevent bad actors from re-entering other parts of the industry. [read post]
10 Sep 2008, 12:59 am
Securities and Exchange Commission Head Christopher Cox has introduced IDEA, an interactive system that will let investors more easily access key financial data about mutual funds and public companies. [read post]
28 Aug 2008, 4:24 am
Notably, in Forest's August 8, 2008 filing with the federal Securities and Exchange Commission, the company disclosed that the only lawsuits currently pending against it other than the securities case are the cases pending in the suicidality MDL, In re Celexa and Lexapro Products Liab. [read post]
