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24 Sep 2015, 7:15 am
T-Mobile USA, Inc., 8-12-cv-00124 (NED September 22, 2015, Order) (Strom, J.) [read post]
18 Jun 2014, 6:00 am
Editor's Note: The following post comes to us from Bill Libit, partner concentrating in corporate and securities and municipal finance at Chapman and Cutler LLP, and is based on a Chapman publication by Mr. [read post]
27 Jan 2013, 3:00 am
The president of CAN DO Inc., Kevin O'Donnell, said, "The project is an energy security technology that will provide clean electricity storage within the PJM grid and strengthen grid stability for the manufacturing sector." [read post]
10 Aug 2016, 8:34 am
The Securities and Exchange Commission today announced that an Atlanta-based building products distributor is settling charges that it violated securities laws by using severance agreements that required outgoing employees to waive their rights to monetary recovery should they file a charge or complaint with the SEC or other federal agencies.BlueLinx Holdings Inc. has agreed to pay a $265,000 penalty.According to the SEC’s order, BlueLinx added the monetary… [read post]
17 Jul 2024, 12:08 pm
[12] Under Armour, Inc. [read post]
29 May 2019, 10:15 am
The brokerage firm then loaned Hall several million dollars, but he paid only one lender less than $1 million, and used the rest of the funds for his personal use. [read post]
27 Jan 2011, 1:45 pm
If you are a health care professional who would like to learn more about our Social Security Outreach Program or schedule a complimentary session, please call us at 207.772.4624. [read post]
15 Aug 2014, 6:13 am
(JP Turner), Ridgeway & Conger, Inc. [read post]
23 Jan 2019, 5:51 am
Rosen Millennium Inc. [read post]
7 Feb 2009, 9:30 am
Last week I attended a function entitled, "Supporting Diversity in Government Contracting of Outside Legal Services: Challenges and Opportunities" held at the Association of the Bar of the City of New York.Participants on the various afternoon panels included Richard Meade, Chief Legal Officer of Prudential Financial Inc., and Paul Cellupica, Chief Counsel of Securities Regulation and Corporate Services at MetLife, Inc. [read post]
15 Nov 2017, 12:34 pm
” Omnicare, Inc. v. [read post]
18 Jun 2014, 7:47 am
The violations arose from problems with the firms’ electronic systems used to compile and produce blue sheet data. [read post]
30 Sep 2009, 1:54 pm
American International Group Inc., 1:07C-2898, U.S. [read post]
27 Jul 2011, 12:08 pm
Firms are also reminded to ensure that their registered representatives understand the risks, terms and costs associated with these products, and that they perform an adequate suitability analysis before recommending them to any customer.andquot; Last week, the Georgia Secretary of State Securities Division issued several subpoenas, requestingandnbsp;documents and information fromandnbsp;Morgan Stanley, UBS, and Ameriprise Financial Inc. in its investigation ofandnbsp;whether the… [read post]
16 Nov 2013, 4:20 pm
John Fund, Inc. v. [read post]
30 Jun 2021, 6:30 am
JPMorgan Securities then transferred the fees to Neovest, resulting in Neovest collecting transaction-based compensation until August 2018.In addition to the receipt of transaction-based fees, the firm also replicated a database containing customer authentication information to one of its most active customers and failed to exercise any supervision over the customer’s use or alteration of the database. [read post]
5 Jun 2014, 11:52 am
Vitale or Realty Acquisitions & Trust, Inc., please call us at the Blum Law Group at 1-877-STOCK-LAW for a free consultation. [read post]
27 Mar 2020, 2:01 am
Statutory damages in a copyright case in the US can range from a minimum of $750 or more than $30,000. [read post]
27 Mar 2020, 2:01 am
Statutory damages in a copyright case in the US can range from a minimum of $750 or more than $30,000. [read post]
18 May 2018, 12:50 pm
The Chattanooga Fire and Police Pension Fund had filed a whistleblower case with the US Securities and Exchange Commission over this matter. [read post]
