Search for: "Securities Investor Protection Corporation"
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12 Dec 2014, 2:46 pm
The White Law Group, LLC is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Dec 2014, 3:28 am
The letter asks the SEC to study NASAA’s Coordinated Review program, and not undermine crucial investor protections by preempting the states’ regulators. [read post]
9 Dec 2014, 10:38 am
New types of security-related incidents emerge frequently. [read post]
4 Dec 2014, 10:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Dec 2014, 4:33 pm
” Based on the $63 million that Yik Yak secured in its third round of funding, investors seem to be turning a blind eye to the apparently compromised anonymity that the app provides. [read post]
2 Dec 2014, 5:58 am
Instead it will contribute to the rise of an anarchic and polycentric transnational system in which individual and community protections will depend on the luck of their interactions with particular actors that control the shape and availability of those rights. [read post]
1 Dec 2014, 4:06 am
” Far from protecting against frivolous litigation, the fee-shifting provisions would “effectively bar any judicial oversight of misconduct of corporate directors. [read post]
1 Dec 2014, 4:05 am
We like disclosure because investors like disclosure. [read post]
29 Nov 2014, 3:06 pm
It can also sell off assets, find investors or new financing, and reduce obligations or modify them. [read post]
26 Nov 2014, 3:30 am
Ahdieh’s jumping-off point, section 106 of the National Securities Market Improvement Act of 1996, requires the Securities and Exchange Commission (SEC) to consider, in all of its actions, including rulemaking, “in addition to the protection of investors, whether [an] action will promote efficiency, competition, and capital formation. [read post]
20 Nov 2014, 8:00 am
Senator Richard Blumenthal (D Conn) called on the SEC to protect a key check on corporate malfeasance, namely, private citizen suits. [read post]
19 Nov 2014, 8:17 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division recently proposed crowdfunding rules to help small businesses raise capital. [read post]
17 Nov 2014, 10:11 am
Blue Sky Qualification State securities laws that govern the offer and sale of securities are known as “blue sky” laws. [read post]
15 Nov 2014, 7:44 pm
Vincent Corner, Head of Hong Kong Office & Head of Sectors - Asia, Pinsent Masons Dr Gao Xiqing, formerly Deputy Chairman, China Securities Regulatory Commission; Chief Executive Officer, China Investment Corporation Mr. [read post]
11 Nov 2014, 3:19 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Nov 2014, 5:45 am
Weingarten Realty Investors 2. [read post]
6 Nov 2014, 3:03 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Nov 2014, 2:56 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Nov 2014, 7:10 am
This minimum helps to protect investors and municipal issuers often set high minimum denomination amounts for so-called “junk bonds” that have a higher default risk that may make the investments inappropriate for retail investors. [read post]
28 Oct 2014, 2:44 pm
Whether you are an individual, small business or major corporation, you can seek protection from the courts from lawsuits, judgments and collection activities under the bankruptcy laws. [read post]
