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4 Mar 2019, 3:47 am
” At Law360 (subscription required), Edward Zelinsky looks at the recent decision in Dawson v. [read post]
19 Oct 2011, 7:27 pm
Shepherd Smith Edwards & Kantas LTD LLP founder and Stockbroker Fraud Attorney William Shepherd offers this analysis: After the financial crash of 1929, U.S. legislation was passed, including securities laws and regulations and the Glass Steagall Act (banks, brokerage and insurance companies were separated). [read post]
2 May 2011, 11:23 pm
Matthew David Osborn, formerly with Edward Jones in Yreka, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with exercising discretion in a customer account without the customer's authorization. [read post]
10 Apr 2019, 9:08 am
Our investment fraud attorneys at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) works with investors in recouping their losses. [read post]
24 Jan 2022, 2:01 pm
NYLife Securities LLC Kyle Stevens SECU Brokerage Services Timothy Williams Edward Jones FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
3 Feb 2010, 11:50 am
Edward J. [read post]
21 Dec 2018, 4:50 am
Over the years, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has helped thousands of investors in getting back their money lost due to financial fraud. [read post]
13 Dec 2022, 9:03 pm
Smith has decided that won’t be necessary. [read post]
8 Feb 2013, 4:22 am
Lamar Smith (R-TX), chairman of the full House Science Committee, in an op-ed this week in Roll Call. [read post]
2 May 2019, 1:22 pm
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), our broker fraud lawyers work with investors who have lost money because of excessive trading, unauthorized trading, and other illegal acts. [read post]
19 Feb 2019, 1:09 pm
Over the years, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has worked to help thousands of investors recover millions of dollars in losses. [read post]
13 Oct 2024, 8:00 am
(Cathleen Clerkin, Grace Sato & Edward Moore, Stanford Social Innovation Review) Young Donors Want Opportunities to Volunteer and Collaborate (Maria Di Mento, Chronicle of Philanthropy) NIMBY Charities (Lauren Rogal, Connecticut Law Review) The big winner if OpenAI becomes a for-profit business? [read post]
9 Jul 2024, 9:49 am
Key Investment Services LLC Shaquane Smith-Thompson J.P. [read post]
3 Dec 2018, 11:27 am
Our institutional investor fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) have worked with thousands of clients in recouping their losses. [read post]
18 Feb 2019, 11:05 am
Shepherd, Smith, Edwards & Kantas, LLP (“SSEK Law Firm”) has been working with Puerto Rico investors both on the island and on the mainland to help them recover losses over the last five years. [read post]
28 Sep 2007, 12:02 pm
Smith v. [read post]
28 Sep 2015, 1:58 pm
My office, Law Offices of Edward A. [read post]
16 Jul 2008, 9:25 pm
., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. [read post]
29 Aug 2018, 8:32 am
Our investor lawyers at Shepherd Smith Edwards and Kantas, LTD LLP represent investors throughout the US. [read post]
17 Feb 2009, 10:34 am
” (para. 26) Related posts:Article: Jurisdiction for Insolvency-Related Proceedings Anatol Dutta (Hamburg) has written an article on the...Transatlantic Insolvency Jurisdiction Tony Griffiths and Edward Smith have written an article on...Insolvency Proceedings and Shareholdings: When is a Foreign Judgment not a Judgment? [read post]
