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12 Dec 2015, 6:51 am
The Sarbanes-Oxley Act (SOX) and the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) contain provisions protecting from retaliation individuals who provide information regarding a violation of U.S. securities laws. [read post]
4 Dec 2011, 9:17 am
Frank still has it. [read post]
31 May 2012, 8:44 am
Raven only used Olsson Frank to lobby for it in Washington. [read post]
6 Aug 2016, 4:17 am
Frank confirmed. [read post]
8 Nov 2006, 2:55 am
Frank is also interested in hedge fund regulation. [read post]
19 Nov 2010, 9:30 pm
The SEC has proposed regulations implementing the regulatory regime for hedge funds and private equity funds mandated by the Dodd-Frank Act. [read post]
1 Jul 2010, 4:59 pm
A consistent congressional directive throughout all the drafts of the Dodd-Frank Act, and in congressional debate, has been to protect end users from burdensome costs associated with margin requirements and mandatory clearing. [read post]
10 Jul 2011, 9:00 am
FDIC issues final Dodd-Frank retail forex ruleThe FDIC has submitted a revised, final version of its rule governing retail foreign exchange (“forex”) transactions to the Federal Register. [read post]
30 Aug 2011, 8:11 am
Two recent posting in the blogosphere discuss the long-threatened Congressional efforts to roll back the impact of the Dodd–Frank Wall Street Reform and Consumer Protection Act. [read post]
10 Oct 2011, 1:45 pm
One of the primary goals of the Dodd-Frank Act was to move many over-the-counter swap transactions onto exchanges and into clearinghouses. [read post]
2 Mar 2011, 9:43 am
On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). [read post]
3 Mar 2010, 2:25 pm
Frank’s financial adviser also said Frank would use the business to fund whatever he and Jamie needed or wanted. [read post]
27 Oct 2021, 6:00 am
Frank sued. [read post]
30 Oct 2014, 7:00 am
Frank sued. [read post]
14 Dec 2010, 8:31 am
Frank Aquila, a Practice Center Contributor and Partner at Sullivan & Cromwell, passed along this article he wrote with Partner Melissa Sawyer discussing the M&A market in 2010 and what to expect in 2011. [read post]
5 Mar 2010, 8:16 am
An earlier OpEd on North Carolina's death penalty by Frank Baumgartner is noted here.Baumgartner is professor of political science at UNC Chapel Hill and co-author of The Decline of the Death Penalty and the Discovery of Innocence. [read post]
19 Feb 2010, 11:28 am
Frank. [read post]
5 Jul 2018, 8:18 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) Frank Dietrich (Dietrich) appears to be an agent for Woodbridge fraudulent note sales. [read post]
21 May 2014, 6:00 am
Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) in 2010 following the global credit crisis that began a few years earlier. [read post]
21 Apr 2013, 8:23 am
On April 3, the Federal Reserve Board (“Board”) published a final rule (“Rule”) specifying when a financial company that may be made subject to systemic regulation under Title I of the Dodd-Frank Wall Street Accountability and Consumer Protection Act (“Dodd-Frank Act”) is “predominantly engaged in financial activities” for purposes of being designated for systemic regulation under the Dodd-Frank Act. [read post]
