Search for: "In Re Securities and Exchange Commission"
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23 Aug 2008, 1:23 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: DRM for streaming music dies a quiet death: (Electronic Frontier Foundation), (Techdirt) CAFC decides Apotex and Impax infringed AstraZeneca’s Prilosec patents: (Law360), (Patent Prospector), (Patent Docs), (GenericsWeb), CAFC upholds lower court’s decision finding USPTO was within its rights to subject a Cooper patent to… [read post]
20 Aug 2008, 1:41 pm
Although defendants had not been shown to be participants in those proceedings, we concluded that a conflict existed because, much like agency quasi-judicial proceedings, see Security and Exchange Commission v. [read post]
18 Aug 2008, 3:31 am
Afterwards, I visited the Securities and Exchange Commission office in Utah and met with them about issues related to Overstock.com and Patrick Byrne. [read post]
13 Aug 2008, 2:04 pm
Specifically, the story discusses the Securities and Exchange Commission's announcement last week to settle with Citigroup Global Markets, UBS Securities and UBS Financial Services to repurchase auction rate securities of retail investors in the near term and use best efforts to repurchase at par the securities of institutional investors by the end of 2009 or 2010. [read post]
13 Aug 2008, 1:00 pm
It may also become the basis for regulatory agency actions such as securities market regulators and trade or consumer commissions like the Securities and Exchange Commission, the Federal Trade Commission, or state consumer protection agencies in the United States. [read post]
10 Aug 2008, 4:38 am
Nebraska Beef Ltd. is a privately-held firm which does not file annual reports with the U.S. federal Securities and Exchange Commission. [read post]
8 Aug 2008, 6:26 pm
UBS will purchase $8.3 billion of the securities from its clients beginning on Oct. 31 under a settlement with New York State Attorney General Andrew Cuomo, the Securities and Exchange Commission, and a group of other state regulators, according to terms of the settlement announced today. [read post]
8 Aug 2008, 5:09 pm
" They're right. [read post]
7 Aug 2008, 12:15 pm
With the relationship contractual, Broadridge is free of any direct regulation of the Commission or the securities laws. [read post]
5 Aug 2008, 3:36 pm
The firm also disclosed Friday in a regulatory filing that it has received subpoenas or requests for information from the Securities and Exchange Commission, among others, in connection with its handling of auction-rate securities. [read post]
31 Jul 2008, 2:08 pm
"Note: Bold print and italics added by me.However, Overstock.com's Q4 2007 8-K report filed with the Securities and Exchange Commission, clearly contradicted Jonathan E. [read post]
22 Jul 2008, 3:31 pm
Moreover, products offered to the general public or retail investors require the prior authorization of the Securities and Futures Commission. [read post]
21 Jul 2008, 2:41 pm
Activist institutional investors, angered by the Securities and Exchange Commission's decision in November to bar proxy access proposals, appeared ready to rally behind shareholder proposals seeking independent board chairs and advisory votes on executive pay. [read post]
3 Jul 2008, 2:26 pm
A corporation which desires to cooperate either with a civil investigative agency, such as the Securities Exchange Commission, or a prosecutive authority, such as the local U.S. [read post]
25 Jun 2008, 6:15 pm
The procedures for review of the detainees' status provided by the Detainee Treatment Act of 2005 are not an adequate and effective substitute for habeas corpus, and consequently, section 7 of the Military Commissions Act of 2006 (MCA), operates as an unconstitutional suspension of the writ. [read post]
25 Jun 2008, 12:35 am
It's just kinda strange CC-1: We're working Boroch: Ok. [read post]
13 Jun 2008, 3:36 pm
They call on Paulson and CFIUS to determine who TCI's investors are and whether they threaten national security or the "vital asset" that is CSX. [read post]
11 Jun 2008, 4:33 am
The Securities and Exchange Commission's no-action letters do not preclude them from re-examining Overstock.com's financial disclosures and taking possible future action against the company and him despite the SEC's recent actions. [read post]
Customs and Border Protection Officer's Haboring Conviction Reversed While Bribery Conviction Upheld
9 Jun 2008, 3:41 pm
Disappear, don't tell anyone what address you're staying at. [read post]
3 Jun 2008, 2:48 am
In doing so, Congress and the Securities and Exchange Commission pressured Delaware to update is law on directorial roles. [read post]
