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31 Dec 1969, 4:00 pm
ICE Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
Futures Exchanges Disciplinary Actions Report is a monthly report Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
On May 10, 2016, the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued a proposed amendment (“May 10 Proposed Amendment”)[1] to a final order issued on March 28, 2013 (the “RTO-ISO Order”) that exempted certain specified transactions of six Regional Transmission Organizations (“RTOs”) and Independent System Operators (“ISOs”) from certain provisions of the Commodity Exchange Act (“CEA”) and other… [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, George Fatula, Jennifer Lias view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
NYMEX NYMEX 15-0305-BCPosition LimitsViolation of Rule 562 – Position Limit Violations Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Jennifer Lias view [read post]
31 Dec 1969, 4:00 pm
ICE FUTURES U.S. 2015-025Spoofing Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or “Commission”) gave a speech at New York University in which he discussed the mission of the Division of Enforcement and revealed a new framework for policing financial markets.[1] McDonald noted that the Division of Enforcement’s role is “not to bring enforcement actions for their own sake” but… [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto, Josh Freda view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto, Josh Freda view [read post]
31 Dec 1969, 4:00 pm
The conference consisted of three discussion panels with panelists from various price reporting agencies (“PRAs”), trade associations, academia, energy companies, and other stakeholders.[1] There was general consensus among the panelists on a number of issues including general confidence in the indices, the importance of encouraging more price Energy Michael Brooks, David Perlman, Sarah Rafie view [read post]
31 Dec 1969, 4:00 pm
On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or “Commission”) gave a speech at New York University in which he discussed the mission of the Division of Enforcement and revealed a new framework for policing financial markets.[1] McDonald noted that the Division of Enforcement’s role is “not to bring enforcement actions for their own sake” but… [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Stephen Hug, Serena Rwejuna view [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Stephen Hug view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
