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18 Sep 2020, 11:36 am by Kathleen Doody
The long-awaited proposed changes to the Department of Interior’s Financial Assurance Rule (“Proposed Rule”) were finally announced yesterday by the Trump Administration. [read post]
19 Nov 2014, 11:00 am by Marsha Tesar
The best time to discuss finances with your parents is when they are competent, self-sufficient adults. [read post]
2 Dec 2020, 9:05 pm by Aaron Kaufman
But until the Supreme Court strikes down mandatory bars, many lawyers will have to keep on paying their annual bar dues.The post Is it Time to Bar Mandatory Bars? [read post]
1 Jul 2019, 2:54 pm by Currin Compliance Services
Now is the time to let all insurance producers know that "financial advisor" is not a title they can legally use as a marketing tool any longer. [read post]
11 Sep 2008, 6:04 pm
The SEC announced on September 11, 2008, that it sanctioned LPL Financial for violations of Regulation S-P. [read post]
30 Oct 2011, 10:15 am by James Hamilton
Noting that financial derivatives are particularly difficult for the US tax code to timely address, the GAO urged the development of a collaborative information-sharing working relationship between the IRS and the SEC and CFTC. [read post]
15 Sep 2010, 3:30 pm
Our prediction is based on the following recent comment by President Obama, and the fact that he has gone to Warren time and time again on these matters: "I'll have an announcement soon about how we're going to move forward. [read post]
11 Mar 2007, 8:35 pm
Some financial professionals, thriving in their 80s, were featured in an article in Crain's New York Business's March 5th issue. [read post]
3 May 2019, 4:04 pm by John Jascob
Bricker also noted that auditor independence is fundamental to the credibility of audit reports and that independence standards must be reviewed over time to ensure that they continue to be effective in relation to evolution in financial industry. [read post]
25 Aug 2008, 2:59 pm
Judge Robinson has ruled that no discovery schedule will be set at this time in Warner v. [read post]
18 Oct 2017, 10:37 am by Dean Freeman
Elder financial abuse is a serious and growing problem in nursing homes across the country. [read post]
9 Aug 2011, 6:31 pm by Dennis Hursh
Quitting the equity market at a time like this is like running away from a sale. [read post]
29 Jul 2020, 9:40 am by Aretsky Law Group
During normal times, “temporary” reductions in income have usually not been considered sufficient to qualify for alimony payment modification by New Jersey family courts. [read post]
23 Apr 2012, 8:14 am by doug
The magazine calculated that by the time they have been retired for two years, 78 percent of former NFL players have gone bankrupt or are dealing with financial issues. [read post]