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24 Sep 2021, 11:30 am
We represent investors in FINRA arbitration claims in all 50 states including Ohio. [read post]
24 Sep 2021, 10:43 am
The Financial Industry Regulatory Authority (FINRA) addresses suitability in its Rule 2111. [read post]
23 Sep 2021, 6:59 pm
For FINRA’s full findings see FINRA Case # 202006822610. [read post]
23 Sep 2021, 4:22 pm
FINRA has barred former Advisory Group Equity Services broker Robert Nyilas from the securities industry. [read post]
23 Sep 2021, 4:17 pm
FINRA has barred former W&S Brokerage Services, Inc. broker Ronald Daley from the securities industry. [read post]
William Michero, Formerly with Cambridge Investment Research, Inc., BARRED by FINRA – Fort Worth, TX
23 Sep 2021, 4:07 pm
FINRA has barred former Cambridge Investment Research, Inc. broker William Michero from the securities industry. [read post]
23 Sep 2021, 1:55 pm
The FINRA Arbitration process is simpler than filing a claim in court. [read post]
23 Sep 2021, 10:58 am
Halts Redemptions Due to Merger Plans The White Law Group continues to investigate FINRA arbitration claims involving non-traded REITs such as CIM Income NAV and CIM Real Estate Finance Trust. [read post]
23 Sep 2021, 8:08 am
Limits Redemptions to “Death or Hardship” The White Law Group continues to investigate FINRA arbitration claims involving non-traded REITs such as Lightstone Value Plus REIT IV. [read post]
22 Sep 2021, 12:57 pm
If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration. [read post]
22 Sep 2021, 12:53 pm
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
22 Sep 2021, 12:47 pm
According to FINRA Disciplinary actions for September 2021, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
22 Sep 2021, 12:35 pm
What Is FINRA Rule 9554? [read post]
22 Sep 2021, 11:50 am
We represent investors in FINRA arbitration claims in all 50 states including California. [read post]
22 Sep 2021, 10:44 am
Malecki in-depth expertise in arbitrations, mediations, settlements, and hearings – both live and over Zoom – as directed in court, at FINRA and before regulatory bodies. [read post]
22 Sep 2021, 10:28 am
FINRA Bars Ronald Giovino Jr. [read post]
22 Sep 2021, 9:23 am
What Is FINRA Rule 9554? [read post]
22 Sep 2021, 8:55 am
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]
22 Sep 2021, 8:30 am
According to FINRA Disciplinary actions for August 2021, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
22 Sep 2021, 8:26 am
The firm represents investors in FINRA arbitration claims throughout the country. [read post]
