Search for: "In Re Securities and Exchange Commission"
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30 May 2008, 9:09 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WHO members near accord on global strategy on IP and health: (Intellectual Property Watch), (GenericsWeb), (Gowlings), (IAM), Copiepresse seeks up to €49 million from Google in lawsuit over right to feature links to publishers’ content on internet: (IPKat), (Ars Technica), (Techdirt), (Out-Law), (IP Law360) Singapore ‘image… [read post]
29 May 2008, 5:15 am
One of the topics we have discussed on this Blog has been the efforts by the Securities and Exchange Commission to influence the substance of corporate governance through the use of disclosure requirements. [read post]
19 May 2008, 7:51 am
In July 2007, the Securities and Exchange Commission adopted a rule allowing public firms an alternative to sending full packets of proxy materials to each shareholder--the "notice and access" model--whereby issuers would mail a notice to shareholders telling them that proxy materials are available via a Web site other than the SEC's EDGAR site. [read post]
15 May 2008, 12:58 pm
 When you buy an exchange-traded fund, you're buying a slice of a diversified portfolio of stocks. [read post]
13 May 2008, 5:18 pm
In an article today about the Usana Health Sciences (NASDAQ:USNA) buyout offer by Myron Wentz (Gull Holdings), the following inaccurate statement was made: The Securities and Exchange Commission concluded during the first quarter USANA’s marketing model is not a pyramid scheme, but the stock has a short interest about 34 percent, meaning many investors are betting the stock will fall. [read post]
13 May 2008, 4:15 am
If you're a member of the site, input your email address on the blog to get new entries pushed out to you. [read post]
1 May 2008, 9:04 am
In 2003 and 2004, according to the complaint, Blount Parrish participated in every Jefferson County municipal bond offering The SEC charged Langford, Blount and Blount Parrish with violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act. [read post]
25 Apr 2008, 6:32 am
As reported in today’s Wall Street Journal, the MBA degree was listed in at least 19 Securities and Exchange Commission filings. [read post]
18 Apr 2008, 2:00 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
14 Apr 2008, 9:02 am
Many of the companies received permission from the Securities and Exchange Commission to exclude these proposals, but some will still go to a vote this year. [read post]
2 Apr 2008, 1:39 am
Fass, a partner at Proskauer Rose, having recently discussed the Securities and Exchange Commission's proposed revisions to the limited offering exemption as set forth in Regulation D, now addresses the integration proposal with respect to Reg. [read post]
28 Mar 2008, 7:40 pm
Parts of the plan could reduce the power of the Securities and Exchange Commission, which is charged with maintaining orderly stock and bond markets and protecting investors. [read post]
17 Mar 2008, 6:25 am
[34] The amendment also created the Federal Election Commission ("FEC") which was charged with enforcement of federal election laws and regulations. [read post]
29 Feb 2008, 8:08 am
Securities and Exchange Commission's EDGAR site, DART is a searchable repository for all Korean company filings. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
27 Feb 2008, 11:39 am
ERISA Litigation laintiff’s Memorandum of Law in Opposition to Motion to Dismiss - “The Securities and Exchange Commission ("SEC") and U.S. [read post]
27 Feb 2008, 10:00 am
[19] In this way, the Court re-framed the petitioners' claims in terms of aiding and abetting, and not as primary action on the part of the respondents, and affirmed their dismissal as congruent with the decision in Central Bank. [20] In addition to relying on Central Bank, the Court supported its decision with numerous policy arguments. [read post]
20 Feb 2008, 4:07 am
In re H&R Block Securities Litig., ___ F.Supp.2d ___ (W.D. [read post]
14 Feb 2008, 4:53 am
Securities and Exchange Commission and various other regulators are on their case with serious investigations. [read post]
12 Feb 2008, 8:41 am
Securities and Exchange Commission rules, Canadian law allows shareholders to file multiple resolutions at the same company and permits proposals on similar topics. [read post]
