Search for: "Morgan Stanley "
Results 2701 - 2720
of 3,680
Sorted by Relevance
|
Sort by Date
19 Sep 2008, 12:18 pm
The WSJ reports that, after receiving complaints about short-sellers, or investors who hope to profit by placing bets that a stock will fall, Cuomo said his office plans to investigate whether short sellers engaged in conspiracy or spread rumors and bad information to influence the stock prices of Lehman, AIG, Goldman Sachs, Morgan Stanley and other firms that have been hammered in the ongoing financial crisis. [read post]
29 Nov 2010, 2:39 pm
mod=WSJ_NY_Sports_LEFTTopStories The Wall Street Journal Monday offered an inspiring profile of Chrebet, who is now a financial adviser with Morgan Stanley in Red Bank, N.J. [read post]
3 Feb 2009, 6:09 am
ABC also limply highlighted a lavish Morgan Stanley sales retreat at The Breakers in Palm Beach. [read post]
2 Feb 2014, 10:06 pm
Blawgletter knows because of recent WSJ headlines, which include these: "Legal Costs to Put RBS in the Red" "Investors Punish Citi's Legal Costs, Look Past Morgan Stanley's" "Backdating Scandal Carried Steep Legal Costs" What does the WSJ mean by "legal costs"? [read post]
13 May 2010, 8:16 am
Here's is the lead, front page article in the New York Times today, about a new investigation started by New York attorney general Andrew Cuomo againt Goldman Sachs, Morgan Stanley, UBS, Citigroup, Credit Suisse, Deutsche Bank, Crédit Agricole and Merrill Lynch, which is owned by Bank of America, "to determine whether they provided misleading information to rating agencies in order to inflate the grades of certain mortgage securities. [read post]
17 Jul 2008, 6:12 pm
Firms that are reportedly the subjects of such investigations include UBS, Merrill Lynch, Citigroup/Smith Barney, Goldman Sachs, and Morgan Stanley, among others. [read post]
30 Jul 2018, 4:49 am
” As such, we find no abuse of discretion in Supreme Court’s determination that a three-year limitations period applies to defendant’s breach of fiduciary duty claim, which seeks purely monetary relief (see IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139 [2009]). [read post]
11 Apr 2018, 9:04 am
., Barclays PLC, Morgan Stanley, William Blair & Co., BMO Financial Group, and Fifth Third Bancorp, claiming the firms used a “Robo Resetting” device to fraudulently impose “artificially high interest rates” on the VRDOs so they would not have to be remarketed. [read post]
23 Mar 2012, 9:00 am
Firms like Morgan Stanley must tightly monitor communications to ensure that they are in compliance with securities regulations. [read post]
10 Jul 2007, 7:10 am
The captive Indian entity exclusively services the parent MNC for which it gets paid appropriate fees.The question that was the bone of contention was whether the Indian revenue authorities can only tax the captive Indian entity for the fees that it receives from the MNC parent or whether the MNC parent (that is outside India) can itself be taxed by the Indian authorities to the extent of the income it has derived internationally from operations attributable to the captive Indian entity.This was the… [read post]
17 Dec 2008, 10:45 pm
 It also added Morgan Stanley bonds with $13 million in principal during that same period. [read post]
25 Sep 2007, 7:10 am
. | Questions Presented 06-1457 ) MORGAN STANLEY CAPITAL GROUP V. [read post]
5 Jul 2022, 12:24 pm
This office model is still common in the large “wire house” brokerages like Merrill Lynch and Morgan Stanley. [read post]
12 Mar 2015, 6:45 am
Fackrell entered the securities industry in 2007 and was registered with Morgan Stanley & Co., Incorporated. [read post]
18 Jun 2014, 12:54 pm
His Broker Report also indicates that he was employed by Morgan Stanley Smith Barney from June 2009 through February 2011 and Citigroup Global Markets from December 2007 through June 2009. [read post]
10 Jan 2012, 7:42 am
While it does not appear that Merrill’s move on account minimums has yet to be followed by its large-firm competitors, such as Morgan Stanley Smith Barney, and UBS, it would not be surprising to see the entire industry shift this way as a necessary means to increase profitability. [read post]
8 Sep 2008, 1:16 pm
Wachtell’s Marty Lipton, Ed Herlihy, Harold Novikoff and Lawrence Makow repped the Treasury, while Cleary Gottlieb’s Ken Bachman, Alan Beller, Linda Soldo, Seth Grosshandler, Michael Mazzuchi and Derek Bush advised Morgan Stanley, which in turn provided financial advice to the Treasury. [read post]
3 Jun 2011, 11:31 am
Groupon Files for $750 Million IPO Groupon has filed with the Securities and Exchange Commission to go public in a $750 million IPO underwritten by Morgan Stanley, Credit Suisse and Goldman Sachs. [read post]
9 Jan 2008, 9:47 am
Banking as a percentage of total revenues kept falling, particularly at firms like Goldman and Morgan Stanley (run by John Mack, fixed income), which had once been pure advisory shops. [read post]
20 Jan 2017, 5:00 am
Court of Appeals for the Sixth Circuit ruled unanimously against John Verble, a former Morgan Stanley Smith Barney financial adviser who claims he was fired in 2013 for cooperating with the FBI in an investigation. [read post]
