Search for: "Securities Investor Protection Corporation"
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3 Sep 2014, 4:34 pm
Open market CLOs do not engage in originate to distribute securitizations, noted the House Members, and so simply applying the standard risk retention rules designed for such securitizations to open market CLOs does not make sense.The legislators asked the SEC and Fed to consider a new approach to risk retention that envisions the creation of a qualified open market CLO that would have to meet a series of strict criteria designed to protect investors and to ensure that a CLO's… [read post]
3 Sep 2014, 4:38 am
New investors to the security after a proxy contest is launched typically back the dissident, he added. [read post]
3 Sep 2014, 4:14 am
They argue that if the statute of repose is an absolute bar, they would have to incur significantly higher litigation expenses as they would have to intervene earlier or otherwise act to protect their interests. [read post]
2 Sep 2014, 4:27 am
SEC Commissioner Aguilar Addresses Cybersecurity Oversight Responsibilities of Corporate Boards: At least one SEC commissioner has made it clear that as far as the SEC is concerned cybersecurity is an important issue on which corporate boards should be engaged. [read post]
27 Aug 2014, 5:21 pm
Leflar; Law Clerk, McMath Woods, P.A.; Public Interest Extern, Attorney General for the Cherokee Nation; Corporate Extern, Walmart Stores, Inc.; Law Clerk, Mostyn Prettyman; Pro Bono Law Clerk, Legal Aid of Arkansas; Research Intern, Nature Conservancy; Consultant, Arkansas Wildlife FederationDistance LL.M. [read post]
25 Aug 2014, 8:39 am
In other cases, hotel owners may extract a fee or other financial concessions, require protections or guarantees against perceived risks, or even modification of the hotel management agreement. [read post]
22 Aug 2014, 9:06 am
SAFE securities are designed to protect the investor in the case if the startup valuation decreases in time for that equity financing. [read post]
18 Aug 2014, 10:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Aug 2014, 10:18 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
14 Aug 2014, 4:09 pm
First and foremost, U.S. securities broker-dealers cannot solicit investors directly in China, the largest market for EB-5 investments today. [read post]
14 Aug 2014, 5:00 am
Business expert witnesses may consult on executive management, corporate governance, director duties, and related matters. [read post]
13 Aug 2014, 3:59 am
At a minimum, boards should work with management to assess their corporate policies to ensure how they match-up to the Framework’s guidelines — and whether more may be needed. [read post]
9 Aug 2014, 8:16 am
It focuses specifically on the effects of IFI leadership in shaping SWF organization and operation in developing states as it might relate, generally, to the broad governance themes of climate change, corporate governance of portfolio companies, environmental protection, ethical investing, global financial regulation, human rights, regulation of SWFs, renewable energy and sustainable development.[32] Part II briefly sketches the IFI’s interest in and approach to SWFs as a… [read post]
8 Aug 2014, 3:08 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, IL and Boca Raton, FL. [read post]
8 Aug 2014, 2:54 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
6 Aug 2014, 2:57 pm
In all of these cases, the fraudulent conduct of the defendants was obvious, and the SEC rightfully exerted jurisdiction to protect EB-5 investors and strengthen the integrity of the EB-5 investment program. [read post]
1 Aug 2014, 7:34 am
PA; Butts Holding Corporation; Margaret A. [read post]
1 Aug 2014, 5:00 am
The Franchise Tax Board’s Doing Business Legal Ruling – Ex Nihilo, Aliquid Fit by Keith Paul Bishop in California Corporate & Securities Law Gotcha! [read post]
1 Aug 2014, 4:22 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
29 Jul 2014, 5:01 pm
Ralls Corporation is a U.S. company that is ultimately owned by Chinese nationals. [read post]
