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12 Nov 2020, 6:40 am
Citigroup Global Markets Inc. is a FINRA member headquartered in New York. [read post]
11 Nov 2020, 4:14 pm
Antitrust News: The Department of Justice Wants You to Have a Strong Antitrust Compliance Policy The new policy was presented by AAG Makan Delrahim on July 11, 2019, at the Program on Corporate Compliance and Enforcement at the New York University School of Law: Wind of Change: A New Model for Incentivizing Antitrust Compliance Programs. [read post]
11 Nov 2020, 3:24 pm
In cases against financial institutions and international banks, New York’s Department of Financial Services has secured major settlements for workers, according to research by Good Jobs First. [read post]
11 Nov 2020, 8:19 am
High Net Worth Individual Investor Alleges That UBS Group AG Persuaded Him To Buy On Margin Guo Wengui, a rich Chinese businessman exiled in New York, has filed a lawsuit against UBS Financial Group after losing $500M. [read post]
11 Nov 2020, 2:30 am
The New York Law Blog by Hayes & Simon, P.C. [read post]
10 Nov 2020, 12:40 pm
I couldn’t find a single story from the weeks after the allegations about the cash dump in either the New York Times or the Washington Post. [read post]
10 Nov 2020, 7:19 am
Jackson is an Independent and if he was selected as chairman he would continue a recent trend of Independents heading the SEC (Clayton from the Trump Administration, and Mary Jo White and Mary Schapiro from the Obama Administration).At least one media outlet has speculated that current SEC Chairman Jay Clayton, who recently sought the Trump Administration’s blessing to change to a different job nearer to his New York City home, could leave the SEC significantly before the… [read post]
10 Nov 2020, 7:10 am
On October 22, the Federal Reserve Bank of New York released a revised Master Loan and Security Agreement (MLSA) related to the use of the Term Asset-Backed Securities Loan Facility (TALF). [read post]
10 Nov 2020, 5:19 am
The Secured Overnight Financing Rate (SOFR) published by the Federal Reserve Bank of New York has been recommended by the Alternative Reference Rates Committee as its preferred alternative for both cash and derivative transactions. [read post]
8 Nov 2020, 6:25 pm
Devoured in a New York minute. [read post]
8 Nov 2020, 12:04 pm
If passed into law, S9070 would add a new Article 12 to New York’s Uniform Commercial Code. [read post]
8 Nov 2020, 7:01 am
This publication is based on a piece drafted for Perry World House and made possible in part by a grant from the Carnegie Corporation of New York. [read post]
7 Nov 2020, 3:38 am
Benjamin Wey, FNL Media LLC, and NYG Capital LLC d/b/a New York Global Group, Defendants (Third Amended Complaint)Most Wall Street workers to get lower 2020 bonuses: study (Reuters)FINRA Fines and Suspends Rep Over Customer GiftsIn the Matter of Michael Alan Biedny, Respondent (FINRA AWC)FINRA Fines and Suspends Rep Over PSTsIn the Matter of John A. [read post]
6 Nov 2020, 5:06 am
The post Cyber Regulatory Enforcement Actions and Implications for Insurance Coverage, <i>New York Law Journal</i> appeared first on Kaufman Dolowich Voluck LLP. [read post]
6 Nov 2020, 3:00 am
The donations totaled $260,000, $5,000 from his personal bank accounts and $255,000 originating from a loan on personal assets. [read post]
5 Nov 2020, 9:03 pm
” The memorandum came three days before Election Day as a possible appeal to voters in Pennsylvania, where a poll in The New York Times found that voters strongly favor fracking. [read post]
5 Nov 2020, 6:54 pm
Here we spoke to the emigration of his family from Cuba in 1980 and lofe growing u in upstate New York, and the way that helped shape both is academic interests and the focus on Cuba.2. [read post]
5 Nov 2020, 8:57 am
News – Best Lawyers® “Best Law Firms. [read post]
5 Nov 2020, 8:57 am
News – Best Lawyers® “Best Law Firms. [read post]
5 Nov 2020, 8:57 am
News – Best Lawyers® “Best Law Firms. [read post]