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For Those Keeping Tally, Another Win for Defendants’ Rights: Exploring De Novo Review and Burdens of Proof
31 Dec 1969, 4:00 pm
Energy Michael Brooks, Bob Pease, David Perlman, Stephen Hug, Ryan Eletto, Serena Rwejuna view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
The CFTC Wants You To Turn Yourself In
31 Dec 1969, 4:00 pm
On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or “Commission”) gave a speech at New York University in which he discussed the mission of the Division of Enforcement and revealed a new framework for policing financial markets.[1]  McDonald noted that the Division of Enforcement’s role is “not to bring enforcement actions for their own sake” but… [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report: March 2016
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report: February 2016
31 Dec 1969, 4:00 pm
Michael Brooks, David Perlman, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - May 2017
31 Dec 1969, 4:00 pm
NYMEX NYMEX 16-0372-BCMisc.Violation of Rule 432.Q, 432.W – General Offenses Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - November 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report: January 2016
31 Dec 1969, 4:00 pm
 Disciplinary Actions CME GROUP CME 13-9587-BC-3 Pre-Arranged Trades Michael Brooks, David Perlman, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - November 2016
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
CFTC Annual Enforcement Update
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, George Fatula, Bob Pease, Stephen Hug, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - May 2016
31 Dec 1969, 4:00 pm
NYMEX NYMEX 15-0150-BC-3 and NYMEX 15-0150-BC-4 EFRP Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - August 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
The Week that Will Be
31 Dec 1969, 4:00 pm by CPoplin
Flynn (Ret.), Robert Joseph, David A. [read post]
Lawfare - http://www.lawfareblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - February 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - July 2016
31 Dec 1969, 4:00 pm
ICE Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - June 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - September 2016
31 Dec 1969, 4:00 pm
  Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
FERC Annual Enforcement Update
31 Dec 1969, 4:00 pm
FERC Annual Enforcement Update Energy Michael Brooks, Stephen Hug, Catherine McCarthy, Bob Pease, David Perlman, Sarah Rafie, Serena Rwejuna, Paul Wight view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Report - March 2017
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
Court Clarifies Standard For CFTC Price-Based Manipulation Charge
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Stephen Hug, Jennifer Gordon, Serena Rwejuna view [read post]
Energy Legal Blog - http://www.energylegalblog.com/
U.S. Futures Exchanges Disciplinary Actions Alert: March 2018
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto, Josh Freda view [read post]
Energy Legal Blog - http://www.energylegalblog.com/