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12 Apr 2019, 8:28 am by Silver Law Group
The post FINRA Suspends Registered Individuals in February 2019 for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
10 Aug 2018, 3:57 am by Hannah Meakin and Catherine Blake
On 9 August 2018, a group of international regulatory authorities (the Basel Committee on Banking Supervision, Committee on Payments and Market Infrastructures, Financial Stability Board and International Organization of Securities Commissions) co-published a report on the analysis of central clearing interdependencies. [read post]
2 Sep 2009, 2:41 pm
" Wall Street investment banks are also turning collateralized debt obligations ("CDOs") into RE-REMICS, and that has some observers (who are OK with turning MBS into Re-REMICS) worried. [read post]
6 Jun 2011, 4:08 pm by Frank Pasquale
Solove, Nothing to Hide: The False Tradeoff Between Privacy and Security (Yale University Press, 2011)). [read post]
1 Mar 2011, 11:10 pm by V.D.RAO
As such, in accordance with the object of providing speedy mode of recovery for the Banks in respect of secured loans, section 34 contains a Bar on Civil Courts in entertaining suits in respect of the matter in which the Bank has initiated a proceeding under SARFAESI Act, 2002. [read post]
28 Mar 2022, 7:17 am by Silver Law Group
The post Stolen Russian Assets Worth $5M Bounty To Tipsters appeared first on Securities Arbitration Lawyers Blog. [read post]
Congress has considered several approaches, including sanctions against Russian banks and preemptive sanctions. [read post]
The post Qatar imposes extrajudicial travel bans on former government employees appeared first on JURIST - News. [read post]
The post United Nations urges Taliban to reverse restrictions on women’s human rights appeared first on JURIST - News. [read post]
17 Sep 2008, 5:08 am
"   There have of course been many prior lawsuits against investment banks and broker-dealers in which it is alleged that the financial institutions misrepresented the risks of auction rate securities. [read post]
7 Nov 2022, 12:20 pm by Kevin LaCroix
”   This complaint is not the first to raise securities fraud allegations based on supposed greenwashing. [read post]
27 Jun 2011, 9:04 am by Aoife O'Donoghue
 When examining how the Secretary General is elected the UN Charter is the obvious first port of call. [read post]