Search for: "In Re Securities and Exchange Commission"
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8 Feb 2008, 9:06 am
They’re just “LG. [read post]
3 Feb 2008, 10:42 pm
Background While the decision of the Second Circuit Court of Appeals binds many public companies of that specific jurisdiction, the SEC must now decide whether to propose a clarifying change to Rule 14a-8(i)(8) ("the Rule"), binding all companies subject to Federal Securities Law and alleviating courts of difficult interpretation. [read post]
3 Feb 2008, 10:33 pm
Securities and Exchange Commission, and also a Women's Law and Public Policy Fellow and Harvard Fellow in Public Interest Law at TransAfrica Forum, a Washington, D.C., based NGO that focuses on U.S. foreign policy toward Africa and the Caribbean. [read post]
1 Feb 2008, 12:00 am
, (Intellectual Property Watch), (Out-Law), (Electronic Frontier Foundation), The UK High Court allows computer program patent claims in Astron Clinica & Ors v The Comptroller: (IPKat), (BLOG@IP::JUR), (Filemot), (IAM), (The IP Factor), (IP Updates), (IMPACT), (IPcentral Weblog), (Out-Law), (IPBiz),Tarceva (Erlotinib) - Roche patent infringement action against CIPLA before Delhi High Court: Many posts at: (Spicy IP) and… [read post]
22 Jan 2008, 8:20 am
Beazer asked the Securities and Exchange Commission for permission to omit the proposal, but the company's "no action" petition was denied. [read post]
15 Jan 2008, 8:13 am
CtW also notes that the company has underperformed its S&P 500 peers, engaged in "rampant" related-party transactions, and paid a $1.5 million fine to the Securities and Exchange Commission in 2005 over undisclosed executive perks. [read post]
14 Jan 2008, 7:30 pm
Last week the Securities and Exchange Commission (SEC) informed Usana Health Sciences (NASDAQ: USNA) that it was closing its informal investigation into the company and taking no further action at this time. [read post]
11 Jan 2008, 10:09 am
The 2008 U.S. proxy season could be one of the more contentious in recent memory following the Securities and Exchange Commission's November decision to allow companies to exclude proxy access proposals. [read post]
10 Jan 2008, 12:47 am
International Trade Commission forecasts. [read post]
6 Jan 2008, 8:03 am
The official also underlined the importance in stress situations, like the current one, of effective and smooth cooperation and exchange of information between the regulators and central banks.Clarity is also needed concerning liquidity commitments to off-balance sheet vehicles, he noted, and the magnitude of assets that may be re-intermediated back onto the balance sheets of financial institutions. [read post]
8 Dec 2007, 5:15 am
They'd have no knowledge about any plans the hedge fund has to loot the company or manipulate its securities. [read post]
6 Dec 2007, 8:26 am
Five years after the passage of the Sarbanes-Oxley Act, the Securities and Exchange Commission has increased its civil enforcement efforts, but the agency is collecting less in penalties from companies, and federal prosecutors are bringing fewer criminal cases. [read post]
1 Dec 2007, 10:40 am
"She put all these papers in front of me and said, 'All these papers say is you messed up, you're going to go to TYC for a little while, you're going to come out and everything is going to be OK,' " Mr. [read post]
30 Nov 2007, 5:15 am
” See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007, (Statement by Lydia Beebe, corporate secretary, Chevron Corporation). [read post]
30 Nov 2007, 12:04 am
Simpson Thacher Picks Up SEC Deputy Director
Legal Times
Peter Bresnan, deputy director of the Securities and Exchange Commission's division of enforcement, is passing through the revolving door and heading to Simpson Thacher & Bartlett's Washington, D.C., office in December. [read post]
28 Nov 2007, 7:45 am
First and foremost, both sides have taken incredible measures to secure the support of various movie studios, technology companies, and retailers. [read post]
21 Nov 2007, 8:34 am
Securities and Exchange Commission not to roll back investors' proxy access rights. [read post]
20 Nov 2007, 12:23 am
Patrick Murphy and Tim WalzLetter Titled, "Help Our Troops - Modernize SCRA Today"11/19/2007
Federal Reporting Results Documents from the Office of Management and Budget (PDF 188 KB)Documents Regarding the Validity of Federal Financial Information11/19/2007
GAO Report to Securities and Exchange Commission Chairman Christopher Cox (PDF 2.61 MB)Financial Audit: Securities and Exchange Commission's Financial… [read post]
16 Nov 2007, 12:02 am
But on Wednesday, the company reported a happy ending: The Securities and Exchange Commission closed its investigation of the company's option practices without taking enforcement action. [read post]
13 Nov 2007, 12:22 am
By Zusha Elinson, The RecorderSeveral Silicon Valley companies are breathing sighs of relief after learning that the Securities and Exchange Commission won't be taking any enforcement action against them for their stock option granting practices. [read post]
