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3 May 2017, 9:53 am
According to FINRA Broker Check, Holovacko was registered with Merrill Lynch, Pierce, Fenner & Smith in Edison, NJ from November 2011 until September 2014 when he was discharged for “conduct involving misappropriation of funds”. [read post]
1 Jul 2019, 12:43 pm
Citigroup Global Markets Inc Merrill Lynch, Pierce, Fenner & Smith Inc Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
17 Oct 2018, 7:38 am
I’ve written about Gavelytics in several posts here and recently interviewed its founder and CEO Rick Merrill for my LawNext podcast. [read post]
12 Apr 2010, 6:29 am
The program provided payments only to Merrill Lynch's most productive Financial Advisors, and those payments were tied in various ways to the amount of the FA's production. [read post]
31 Jul 2007, 4:58 pm
If so, they could individually or in small groups sue Merrill Lynch and the other defendants. [read post]
20 Oct 2004, 5:52 am
A quote from Merrill Lynch software analyst, Jason Maynard, sums it up: “Microsoft still has the critical mass and the franchise of Windows and Office, but there are fundamental changes going on in how we computer and how businesses get value out of IT,” says Merrill’s Maynard. [read post]
16 Feb 2007, 2:54 am
Supreme Court of the Fifth Circuit Court of Appeals' decision vacating the convictions (see also here) of the four Merrill Lynch executives in the travesty known as the Nigerian Barge case. [read post]
6 Jul 2011, 10:11 pm
Allstate has already sued several other brokerage firms for MBS fraud including: • Merrill Lynch (a Bank of America unit) • Countrywide (also a Bank of America units) • Citigroup Inc. [read post]
8 Jan 2015, 4:00 am
Roger Merrill, and Rebecca R. [read post]
27 Jan 2009, 7:09 am
For instance, John Thain, the recently fired CEO of Merrill Lynch (now part of Bank of America), paid huge bonuses to executives, even though Merrill had just lost $15.3 billion during the last quarter of 2008. [read post]
25 Jul 2011, 11:13 am
See Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
17 Aug 2012, 5:00 am
Two of the five were acquired (Bear and Merrill), one failed (Lehman) and two converted to commercial banks. [read post]
5 Jan 2007, 2:58 pm
I'm with Merrill. [read post]
21 Apr 2014, 6:41 am
FINRA has come to a resolution with UBS and Bank of America Merrill Lynch, who have agreed to pay all fees for translators. [read post]
16 May 2016, 2:13 pm
Ritz, Merrill Lynch v. [read post]
28 Jan 2013, 3:55 am
Roger Merrill, and Rebecca R. [read post]
10 Jan 2008, 9:35 am
The men used info about Merrill Lynch's upcoming acquisitions and mergers, including the Adidas acquisition of Reebok and the Proctor & Gamble acquisition of Gillette Co. [read post]
18 Nov 2014, 6:37 am
(Merrill). [read post]
12 Sep 2018, 7:24 am
Merrill Lynch is now a Bank of America (BAC) division. [read post]
10 Mar 2008, 5:15 am
O'Neal was allowed to leave Merrill Lynch with a $161 million retirement package; and Mr. [read post]
