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26 Aug 2009, 5:02 pm
(ESDC) and localities have approved condemnation of property for a huge range of wealthy private entities, including the New York Stock Exchange, Costco, Stop & Shop and Columbia University. [read post]
25 Aug 2009, 12:29 pm
The Altman Group, a proxy solicitation firm, said it would be a "serious mistake" for the SEC to adopt a marketwide access rule soon after approving the New York Stock Exchange's ban on broker votes in uncontested board elections. [read post]
18 Aug 2009, 4:52 am
Defendant is organized under the laws of Canada, headquartered in England, and operates in several countries; 80% of the company’s stock is traded on the Toronto Stock Exchange (TSX), and 20% is traded on the New York Stock Exchange (NYSE). [read post]
17 Aug 2009, 8:52 pm
Defendant is organized under the laws of Canada, headquartered in England, and operates in several countries; 80% of the company’s stock is traded on the Toronto Stock Exchange (TSX), and 20% is traded on the New York Stock Exchange (NYSE). [read post]
17 Aug 2009, 3:19 am
The company’s shares trade on the New York and Toronto Stock Exchanges. [read post]
15 Aug 2009, 12:11 pm
On July 29, the House voted by voice to approve a bill that clears away any confusion regarding the Security and Exchange Commission's authority to go after individuals accused of violating federal securities laws while working for a self-regulatory organization (New York Stock Exchange, Financial Industry Regulatory Authority, etc.) even if they are now employed elsewhere. [read post]
13 Aug 2009, 5:05 pm
Last month, an FTP server maintained by EMC, RSA’s parent company, was found to be storing sensitive documents pertaining to the New York Stock Exchange’s network. [read post]
6 Aug 2009, 3:38 am
News Corp. stock (NWS) is trading at $12.56 a share on the NASDAQ exchange at this hour. [read post]
5 Aug 2009, 4:30 pm
--"It's a perpetual conflict, at least potentially, with non- lawyers controlling a law firm,'' says Steven Krane, the chair of the American Bar Association's ethics committee and a partner at New York's Proskauer Rose. [read post]
5 Aug 2009, 1:30 pm
About ESDC Empire State Development is New York's chief economic development agency. [read post]
5 Aug 2009, 9:52 am
Earlier this year, the New York Stock Exchange (NYSE) adopted a temporary policy wherein the market capitalization continued listing standard would be reduced from $25 million to $15 million. [read post]
4 Aug 2009, 9:35 am
In a July 30 report (pdf, 8.6mb) sent to the House Oversight and Government Reform Committee highlighting a study of executive compensation in the banking industry, New York State Attorney General Andrew Cuomo said his investigation found that there is "no clear rhyme or reason to the way banks compensate and reward their employees. [read post]
1 Aug 2009, 9:20 am
In exchange, Fertitta and the Lending Banks agreed not to claim an MAE for any event known as of the date of the amended agreement. [read post]
30 Jul 2009, 12:48 pm
The suggestion of my colleagues Holger Spamann and Lucian Bebchuk (2009) - praised by the New York Times editors earlier this week - that financial firms be required to link compensation to returns on their bonds as well as their common stocks reflects this point. [read post]
29 Jul 2009, 9:20 am
In exchange, Fertitta and the Lending Banks agreed not to claim an MAE for any event known as of the date of the amended agreement. [read post]
28 Jul 2009, 10:51 am
Sensitive information about the technical infrastructure of the New York Stock Exchange computer network was left unsecured on a public server for possibly more than a year, Wired.com has learned. [read post]
24 Jul 2009, 4:47 am
The company that runs the Vitamin Shoppe chain of vitamin and herbal supplement stores filed to raise as much as $143.8 million in an initial public offering on the New York Stock Exchange. [read post]
21 Jul 2009, 3:49 am
The exam typically has the following breakdown with regards to how the questions are categorized: Prospecting for and Qualifying Customers: 9 questions, 4% of exam Evaluating Customer Needs and Objectives: 4 questions, 2% of exam Providing Customers with Investment Information and Making Suitable Recommendations: 123 questions, 48% of exam Handling Customer Accounts and Account Records: 27 questions, 11% of exam Understanding and Explaining the Securities Markets’… [read post]
21 Jul 2009, 2:14 am
NYSE eliminates broker-dealers' discretionary voting in director electionsTorys LLP"The New York Stock Exchange is eliminating discretionary voting by its broker members in all director elections, whether contested or uncontested. [read post]
20 Jul 2009, 3:46 am
Hedge funds reportedly account for 18-22 percent of all trading on the New York Stock Exchange. [read post]
