Search for: "Securities Investor Protection Corporation" Results 2721 - 2740 of 4,476
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17 Jun 2011, 1:47 am by Kevin LaCroix
For example, earlier this week, NYSE-traded and China-based agricultural company Agria Corporation announced (here) that it had settled the securities class action lawsuit that had been filed against the company, in exchange for a payment by the company’s D&O insurers of $3.75 million. [read post]
” According to the SEC Order, Hansen understood that the employee’s concerns constituted potential securities laws violations, including fraud against its investors. [read post]
17 Sep 2009, 6:38 am
  Portfolios of shorter maturities and higher credit quality should be less exposed to default risk; this enhanced security partially substitutes for explicit deposit insurance in bolstering investor confidence. [read post]
26 May 2015, 11:23 am
Read about all of our concerns with the TPP agreement: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Share this:   ||  Join EFF [read post]
21 Aug 2017, 7:34 am by John Jascob
MeadWestvaco’s shareholders had theorized that MeadWestvaco’s board acted hastily when an activist investor appeared, but the court ultimately focused on bad faith rather than the more recent Corwin cleansing vote option or on Revlon enhanced scrutiny or entire fairness (In re MeadWestvaco Corporation Stockholders Litigation, August 17, 2017, Bouchard, A.).Flying blind. [read post]
21 Apr 2015, 5:38 pm by Maira Sutton
Read about all of our concerns with the TPP agreement: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Share this:   ||  Join EFF [read post]
21 Apr 2015, 5:38 pm by Maira Sutton
Read about all of our concerns with the TPP agreement: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Share this:   ||  Join EFF [read post]
23 May 2013, 6:28 am
Among the “buyers” there are emerging economies and Western States, as well as multinational corporations and international financial institutions. [read post]
15 Dec 2015, 8:04 am by Tom Bolt
To ensure your protection and make this process easier, consult an experienced business attorney. [read post]
10 Feb 2011, 12:01 pm by Heather Young
Brower Piven's experience ranges from representing institutional and large private investors to small individual investors and retail consumers, in complex commercial litigation and on corporate governance matters. [read post]
19 Oct 2023, 1:28 pm by Rebecca Tushnet
Initially, the court denied the motion to dismiss consumer protection law claims simply because the complaint also alleged violation of state securities laws and consumer protection laws don’t cover securities. [read post]
30 Nov 2018, 6:06 am
Johnson, Reinhart Boerner Van Deuren s.c.; Susan Gary, University of Oregon; and Cynthia Williams, York University, on Tuesday, November 27, 2018 Tags: Fiduciary duties, Institutional Investors, Proxy advisors, Proxy voting, Prudence, SEC, Securities regulation, Shareholder voting The Double-Edged Sword of CEO Activism Posted by Brian Tayan (Stanford University), on Tuesday, November 27, 2018 Tags: Corporate… [read post]
27 Mar 2012, 12:33 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
25 Apr 2024, 9:05 pm by renholding
Wolfe remarked that strong corporate governance, including a well-functioning board of directors and audit committee, are integral to protecting investors and can have a positive impact when they hold management accountable and respond to issues as they arise. [read post]
23 Mar 2020, 7:19 am by Green, Schafle & Gibbs
FINANCIAL PROS WORKING FROM HOME INCREASES COMPLIANCE RISKSIn reaction to the appearance of the pandemic coronavirus, some financial consulting corporations are telling their employees to work from home. [read post]
14 Oct 2019, 10:36 am by Renae Lloyd
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
30 Nov 2017, 12:43 pm by Wolfgang Demino
(SFIG), an organization that represents a diverse set for securities market participants joined the pending enforcement action by the Consumer Financial Protection Bureau against all of the National Collegiate Student Loan Trusts as a proposed amicus curiae, adding its voice to the chorus of intervenors complaining of the Proposed Consent Judgment (PCJ) between the Trusts' residual owners and the CFPB. [read post]
30 Nov 2017, 12:43 pm by Wolfgang Demino
(SFIG), an organization that represents a diverse set of securities market participants joined the pending enforcement action by the Consumer Financial Protection Bureau against all of the National Collegiate Student Loan Trusts as a proposed amicus curiae, adding its voice to the chorus of intervenors complaining of the Proposed Consent Judgment (PCJ) between the Trusts' residual owners and the CFPB. [read post]
17 Oct 2009, 12:53 am by Scott Sagaria
The Securities Investor Protection Corporation trustee, Irving Picard, is seeking the money transferred from Madoff to Chais to repay investors defrauded as part of Madoff’s investment scheme. [read post]